Because biomass is the only renewable organic carbon resource in nature, its conversion into value-added products stimulates tremendous interest [1, 2, 3, 4]. With particular regard to current energy and environmental pressures, catalytic biomass conversion offers many opportunities in energy substitution and chemical production, and is considered an efficient, environmental benign, and high atom economy “green” process. To avoid conflict between the food and fuel industries, inedible lignocellulose, which comprises cellulose, hemicellulose, and lignin, is broadly accepted as a biomass resource for the production of fuels and chemicals. In lignocellulose, cellulose ((40-50) wt.%) acts like a scaffold to maintain the structural stability of plants; hemicellulose ((16-33) wt.%) acts like a string that binds the cellulose fibers, and lignin ((15-30) wt.%) acts like cement to harden the structure [5, 6, 7]. Of all these components, cellulose is the most abundant biomass with a huge global production of up to 70 billion tons/year [6]; its structure comprises numerous hydroxyl groups making it an ideal feedstock for the manufacture of industrially important products. Therefore, in this mini-review we have focused only on the catalytic transformation of cellulose; further information on the conversion of lignin and other feedstocks can be found in other recent publications [8, 9].
Owing to its abundant intra- and inter-molecular hydrogen bonds, cellulose is intrinsically resistant to the cleavage of its β-1,4-glycosidic bonds, and pretreatments to disassemble the supramolecular cellulose structure are usually required for the subsequent catalytic transformation process [2, 4, 10]. Even so, the diffusion of the degraded polymeric cellulose and its accessibility to active sites are still substantially conditioned by the structure and porosity of the catalyst support. The sole presence of micropores imposes diffusion limitations and slow mass transport to and from active sites located within the micropores, which represents the major drawback in cellulose conversions by zeolites. Therefore, the design and application of hierarchical porous materials comprising meso- and micropores is highly desirable [10]. However, long-channeling pores are generally disfavored in biomass conversion owing to concerns about pore blockage and bulky molecule diffusion [11, 12]. On the other hand, since the transformation of cellulose into fuels is an O/C ratio reduction process, excess oxygen must be removed in the aqueous phase at high temperatures and/or high pressures, and hydrothermal stability is, therefore, another crucial requirement of the catalyst and its support [2, 4, 10].
In view of its diversified porosity, high hydrothermal stability, and large surface area, activated carbon is considered one of the most promising candidates in catalytic cellulose transformation [2, 13]. In addition, its tunable surface polarity and hydrophility/hydrophobicity, and its resistant to acidic and basic media endow carbon with unique advantages in both academic research and industrial applications. Furthermore, advances in nanocarbon technology have enabled the controllable tailoring of the pore structure and surface functionalities of porous carbon [14, 15, 16], and thus provided a possibility to clear the role porous carbon playing and allowed a rational design of new catalysts for cellulose transformation. To more clearly depict its function, we opt to highlight the properties of porous carbon first, and then to discuss most of the recently reported examples of catalytic cellulose transformation involving porous carbon. At the end of this paper, provisional conclusions and take-home messages will be provided.
Porosity in activated carbon is created during the carbonization of an organic macromolecular precursor. The removal of small molecules brings distortions within the structure and hence forms micropores of < 2 nm. Because the heat treatment temperature is usually below 1000 °C, the graphitization level of activated carbon is relatively low. Although the porosity structure models are controversial [17], it is widely accepted that activated carbon comprises three pore categories with regard to size (macro-, meso-, and micropores), while micro-sized pores are dominant (> 0.2 cm3/g) and account for most of its internal surface area (> 400 m2/g). Therefore, diffusion limitation and accessibility to active sites become important issues when employing activated carbon as the catalyst support. A particular concern in liquid phase cellulose transformation, apart from the large size of the reactants, is that multilayer of solvent are found to form in the pores via sequential diffusion, and the accumulation of such solvents is considered to be the major cause of catalyst deactivation [18]. Activated carbon, which has much less uniformity of pore size and shape, is perhaps more easily blocked and more strongly affected by the diffusion limitations. Generally, pretreatment of activated carbon, such as by oxidation or sulfonation, can provide larger, more irregular pores, though the function of activation is usually claimed for surface chemistry modification.
With the development of material science, the concise control of meso-structure and morphology becomes possible. Typically, phenolic resin, furfural resin, glucose, and some biomass-derived precursors are able to act as the carbon source, and they endow the obtained mesoporous carbon a similar texture to that of activated carbon. A soft or hard templating strategy has been used to form mesopores of 2-10 nm diameter with ordered/disordered 2D/3D pore structures. Moreover, to optimize the mass transport network, macropore-sized templates have also been introduced to the synthesis system to obtain hierarchical structured porous carbon. In principle, a highly interconnected hierarchical structure will improve the diffusion of the reactant as well as its accessibility to active sites.
Cellulose transformation is a solid-solid interaction at the initial stages of the process, and adsorption of the feed cellulose and desorption of the product depend strongly on the hydrophobicity/hydrophilicity of the surface. During conversion to intermediates or to liquid fuels, the oxygen content of the cellulose, rich in hydrophilic components, will decrease and the hydrophobicity of the substrate will increase in successive steps.
Therefore, hydrophilic surfaces will benefit these transformation, as they facilitate both the adsorption of cellulose substrates and the desorption of less hydrophilic products [10].
Formed spontaneously by exposure to the atmosphere, the carbon surface contains a given number of oxygenated functions, similar to the way that heteroatoms appear in organic compounds. The presence of these functionalities endows the carbon surface, but not limited, with a hydrophilic character, which is beneficial to catalytic cellulose transformation. Moreover, a hydrophilic surface is more accessible to aqueous solutions of the metal precursor used in the impregnation process, enhancing the dispersion of metal on the carbon support and the subsequent catalytic activity [13].
In the transformation of cellulose, hydrolysis usually proceeds in the beginning to degrade cellulose into soluble saccharides, which includes two steps: H+ attack of the β-1,4-glycosidic bonds in the crystalline cellulose to form water-soluble β-1,4-glucan, followed by hydrolysis of the β-1,4-glycosidic bonds in the β-1,4-glucan to form glucose. Therefore, a strong interaction between the solid acid and β-1,4-glucan is required because Brӧnsted acid sites cannot approach the cellulose surface without such an interaction. Rewarded by the abundant carboxyl, anhydride, hydroxyl, lactone, and lactol functionalities, amorphous carbon, on one hand, plays the role of solid Brӧnsted acid, and on the other hand, adsorbed considerable hydrophilic reactants (including cellulose, β-1,4-glucan, and water) on its surface, thereby playing a major role in solid-solid interaction at the interface. According to Hara’s calculation, the apparent activation energy (Ea) for the hydrolysis of cellulose into glucose over carbon is much lower than that in the homogeneous acid system, and a distinct reaction route over carbon catalysts was suggested [19]. However, the authors preferred a two-step process in the hydrolysis of cellulose to explain the lower Ea, including initial hydrolysis of cellulose into soluble saccharides in/by hot water, and further hydrolysis of the resulting soluble saccharides over carbon catalysts.
As aforementioned, hydrolyzing cellulose into soluble saccharides is usually an entry point, as well as a rate-determining step in catalytic cellulose transformation. During the hydrolysis, hydrophilic surface and Brӧnsted acid sites are favored for the adsorption of feedstock and the cleavage of glycosidic bonds. Therefore, the design and construction of cellulose-mimetic catalysts in nanopores at the molecular level is highly desired. By sulfonation of an incompletely carbonized biomass precursor, Hara’s group [20, 21, 22] reported a highly active solid carbon acid. They stated that the abundant flexible polycyclic aromatic carbon sheets with -SO3H, -COOH, and -OH groups endow the amorphous carbon with strong acid that capable for providing synergistic effect in catalyzing hydrolysis of cellulose. Interestingly, the surface area of the obtained carbon is only 2 m2/g; the authors supposed that water and even large molecules such cellobiose can be incorporated into the carbon bulk, resulting in improved performance [21, 22].
In contrast, in a different study, well-ordered, sulfonic acid-functionalized mesoporous polymers (incompletely carbonized carbonaceous materials) were employed as solid acids and exhibited promising performance in Beckmann rearrangement reactions (not in cellulose hydrolysis reactions). Wu’s group [23] attributed the high activity to the efficient use of the large surface area and the mesoporous morphology. To make a fair evaluation, a systemic study was carried out on different sulfonated porous carbons, and CMK-3 (glucose origin) exhibited the best performance, with other materials ranking in the following order: OMC (ordered mesoporous carbon of resin origin) > CSAC (activated carbon of coconut origin) > cell carbon (incompletely carbonized cellulose) [20, 21, 22] > MWCNT (multi-walled carbon nanotubes) > ACB (acetylene carbon black) [24]. This research revealed that both acid density and mesoporous structure are positive functions in improving the hydrolysis activity [24]. Besides acid density, Liu et al. [25] confirmed that acid strength also plays a crucial role in solid acid-catalyzed reactions. They grafted strong electron-withdrawing group of -SO2CF3 onto a mesoporous polymer (PDVB, which is poly(divinyl benzene)), and obtained an ultra-strong acid with a hydrophobic surface. In their study, ionic liquid was employed to dissolve the crystalline cellulose, while water was added as a reactant. This strategy elucidated the design of carbon solid acid with strong acid strength. Although considerable effort has been made to illustrate the roles that carbon and its functionalities playing in the hydrolysis process, thorough studies on how carbon structure (graphene layers, defects, basal and edge carbons) influences the sulfonation process and the subsequent catalytic performance are still very limited.
With the presence of hydrogen, hydrolytic hydrogenation of cellulose over bifunctional catalysts is highly desired because it circumvents metastable glucose and allows high selectivity to high-value chemicals or fuels at relatively high temperatures (453-523 K). This process generally involves two steps: hydrolysis of cellulose to saccharides by acid sites, and the subsequent reduction of the intermediates to polyols, including hexitol (sorbitol, mannitol, sorbitan, and isosorbide), ethylene glycol (EG), and 1,2-propylene glycol (1,2-PG) (Scheme 1). Therefore, a bifunctional catalyst that combines acid catalysis for hydrolysis and metal catalysis for hydrogenation/hydrogenolysis is required in this hydrolytic hydrogenation system.
Early research invariably involved the use of mineral acids in combination with hydrogenation catalysts to proceed the hydrolytic hydrogenation process [3], until Fukuoka et al. employed supported noble metal catalysts at 463 K and 5 MPa of H2 pressure without adding homogeneous acid [26]. They proposed that the hydrogen spill over on metal surface facilitated the generation of H+, which served as an acid catalyst to initiate cellulose hydrolysis. Similarly, Liu et al. applied elevated temperature (above 473 K) to in situ generate H+ from hot water, and achieved a better yield of hexitols over Ru/C system (Scheme 1) [27]. Among the noble metals, Ru/C is found most effective in transforming cellulose into C4-C6 sugar alcohols, for glucose and xylose are usually the main products over Pt/C and Pd/C due to their slow hydrogenation [28]. Later attempts to incorporate heteropoly acids in the bifunctional catalysts have been reported, while Ru/C served as the hydrogenation component in this system. Although high yields of hexitols were achieved via this strategy (Table 1), the recovery of these soluble acid catalysts remained a critical issue [29, 30, 31]. On the other hand, solid acids were employed as acid components in recent studies to solve this problem, among which sulfonated carbon, which combines both acid function and support function in one substance, is considered one of the most desirable candidates [32, 33]. In fact, not only the -SO3H groups were found to be responsible for the catalytic acid sites: as aforementioned in section 2.2, certain oxygen functionalities on carbon surface also played significant roles in the acid-catalyzed hydrolysis reaction [34, 35, 36]. With particular regard to mesoporous carbons, according to Yi et al.’s work [35] on carbon-supported Pt nanocatalysts, a very exciting result was reported in the production of hexitols from cellulose (80%) compared with other reported solid bifunctional catalysts. They attributed the high activity to the fibrous porous structure, which enhanced the affinity of cellulose adsorption, and the mesoporosity, which induced a high selectivity to target products. However, the influence of surface chemistry and the origin of the carbons were underestimated in the Pt-dispersion, as well as in the subsequent performance and recycle stability. Instead, thorough studies on surface functionalities and metal particle size were conducted on sp2-dominated carbon nanotube (CNT) supports by Wang’s group [34], which may shed light on the role of porous carbon playing in cellulose transformation.
* The main product was sorbitol.
Except for the function of hydrogenation, noble metals also play several other roles in the hydrolytic hydrogenation process. On one hand, the spillover effect of small particle-sized metals leads to the formation of H+ from the hydrogen source, resulting in acid sites for the hydrolysis function of cellulose [33, 34, 35]. On the other hand, cationic noble metal species were found to be responsible for the transfer hydrogenation of cellulose [37, 38]. However, the transfer hydrogenation capacity of metal particles and their subsequent catalytic activity greatly depend on the supports, although all are carbon supports but from different origins [37].
Another direction in catalyst design for cellulose transformation is to develop highly efficient non-noble metal catalysts to replace the noble ones. Conventional Ni catalysts are candidates in this reaction for hydrogenation purposes, although traditional supported Ni catalysts show low selectivity for hexitols [40]. In early exploitations, carbon-supported nickel phosphide was employed in the transformation of cellulose by Zhang’s group [41], owing to its binary function: acidic sites from residual phosphate and metallic sites from crystalline nickel phosphide. With good matching of the bifunctional sites, promising performances were obtained over 16%Ni2P/AC [41], but these catalysts quickly deactivate because of the P leaching and Ni sintering. Subsequently, Fukuoka’s group [42] unveiled phase changes of the nickel phosphide catalysts during the reaction, and attributed the high activity to the in-situ generated amorphous nickel phosphide. Besides, pretreatment of the carbon support in nitric acid can improve the stability of the nickel phosphide catalyst to a certain degree, which was explained by enhancing the interaction between the support and the catalytically active sites [42]. Meanwhile, when employing mesoporous carbon as the support, Ni catalysts were also found highly active in the first two cycles, but deactivated within the third use [40]. Recently, by increasing the loading of Ni, fairly durable and active Ni catalysts have been prepared by Fukuoka’s group [43], and the high Ni loading is proposed key to the superior stability, for larger crystalline Ni is more resistant to sintering and surface oxidation. According to these results, the loading of Ni and its interaction with carbon, as well as the structure and surface functionalities of the supports, are all found to be crucial factors in determining the catalytic performance. On the other hand, carbon nanofiber (CNF)-supported Ni catalysts were employed by Sels’s group [44] to improve the accessibility of cellulose to the active sites; they proposed that the large amount of (111) plane of Ni might be responsible for the high activity. Moreover, proper balances of the acidic/metallic sites were also confirmed beneficial to high activity and hexitol selectivity in their follow-up study [45]. However, since Ni (111) is the most stable plane and commonly exists, it is still lack of solid evidence to claim that Ni (111) is the sole reason for the high activity. Moreover, the fact that the low Ni loading Ni/CNF catalyst exhibited promising stability after three cycles [44] was inconsistent with Fukuoka’s attitude that higher Ni is the key to better stability [43]. Therefore, the genuine active site of Ni, the real reason for the activity differences, as well as the key for catalysts durability, is still unclear and controversial.
When EG is the dominant product of cellulose transformation, three steps are involved: (1) hydrolysis of the cellulose; (2) cleavage of the C-C bond; and (3) hydrogenation of the glycolaldehyde. Compared with the hexitol-favored route, an additional cleavage of C-C bond is required to obtain EG, and tungsten species were confirmed playing crucial roles in this procedure. Fortunately, our group has developed a series of efficient W-based catalysts and unearthed the role W playing, which in turn allowed mechanistic insight into catalysts design for superior activity and selectivity in catalytic cellulose transformation [2, 4]. For the sake of brevity and cohesion, here we opt to highlight the function of porous carbon (as shown in Table 2), instead of covering a large number of references focusing on W species that are already included in the published reviews [2, 4].
* The main product was PG.
In many reactions, carbides share similar catalytic properties with noble metal catalysts due to the insertion of C atom into the lattice of the parent metals, which leads to an alike d electron density as noble metal catalysts [46]. Impregnating W species on carbon support followed by reduction under certain condition can obtain carbon supported tungsten carbide catalysts, and tungsten carbide catalyzes not only the cleavage of C-C bonds, but also the hydrogenation. Therefore, the cascade reaction can occur over one catalyst, WCx/C, with a promising selectivity towards EG [47]. Meanwhile, adding a hydrogenation component (Ni, Ru, etc.) to WCx/C greatly increases the yield of EG by decreasing the unsaturated byproducts. The promotional effect lies in the compensation of the insufficient hydrogenation capacity of WCx/C [47]. Interestingly, limited by the interconnected mesopores, WCxis highly dispersed on mesoporous carbon (MC), and achieves a superior EG yield compared with WCx/C without the addition of Ni [48]. The 3D mesoporous structure, on one hand, improved the dispersion and accessibility of the active component WCx, on the other hand, facilitated the transportation of large molecules, and thereby enhanced the hydrogenation activity of WCx. When the hydrogenation capacity of WCx is sufficient, the promotion effect of Ni is supposed to be negligible, which corroborates the results obtained over Ni-WCx/MC [48].
Although carbon supports are preferred in the cellulose transformation due to its inertness and excellent hydrothermal stability, the active sites, tungsten carbide, are subject to oxidation even upon exposure to the ambient atmosphere. This results in the deactivation of hydrogenation function after several cycles due to the collective effect of oxidation. To overcome this problem, a combination of tungsten species and Ru/C (noble metal catalyst) was employed in later studies [49, 50], and high stability without compromising the activity and the selectivity towards EG was achieved [49]. Upon the addition of activated carbon to this system, the cellulose conversion essentially remained, but the main products, surprisingly, changed to propylene glycol (PG) from EG. Liu et al. [50] attributed this to the surface basicity of the added activated carbon, which was stated to accelerate the isomerization of glucose into fructose, and hence led to the dominant formation of PG.
Similar to oxygen-containing functionalities, other heteroatoms (N, S, P, B, etc.) also define the functional groups on the carbon surface, and the study of their role in manipulating the surface chemistry has increased considerably in recent years. Essentially, nitrogen can be introduced to carbons in two ways: either by carbonizing nitrogen-containing organic compounds or by treatment of carbon materials at high temperatures with nitrogen-containing gases [51]. Generally, the interaction with the nitrogen-containing functional groups promotes the catalytic activity of the metal [52], not only because the metal nanoparticles are very stable and uniform on the nitrogen-modified carbon supports, but also because there are electronic interactions and electron transfers between the metal and the nitrogen-modified carbon supports. Wang’s group [53] synthesized nitrogen-doped mesoporous carbon (CNx) by using a nitrogen-containing ionic liquid, and then loaded Pd nanoparticles onto CNx (Pd@CN0.132), which exhibits high activity for the hydrodeoxygenation of vanillin, a common component in lignin-derived bio-oil [53]. So far there is no example of heteroatom-modified carbons for cellulose transformation; however, undoubtedly such heteroatom-modified carbons will soon find their applications in cellulose conversion.
The degradation of cellulose in water requires harsh conditions (i.e., the reaction temperature needs to be between 100 and 300 °C), whereas conventional metal oxide catalyst supports designed for gas-phase reactions are not suitable under these hydrothermal conditions. For example, γ-Al2O3 is transformed into boehmite (AlOOH) in hot water with significantly decreased acidity and surface area [54], and the catalytic performance is reduced in reuse experiments [55]. Likewise, SBA-15, a type of ordered mesoporous silica, suffers from collapse of the well-ordered structure when heated to 200 °C in water, and loses 96% of its surface area [56]. One approach to overcome this shortage is to use mesoporous carbon-metal oxide composites instead of metal oxides for the conversion of cellulose. Mesoporous carbon-metal oxide composites can be synthesized in three ways. The first method involves the deposition of a thin carbon film on the surface of the metal oxide [56]; the second method is by supporting the metal oxide with carbon [57]; and the third method begins with the synthesis of a composite composed of a carbon precursor and a metal oxide sol [58].
Mesoporous carbon-metal oxide composites are far more stable than the corresponding metal oxide support under the same hydrothermal conditions. When the composite of carbon-coated alumina is subjected to liquid water at 200 °C for several hours, the alumina remains as γ-Al2O3 after hydrothermal treatment [56]. In addition, the carbon part of the composites can be functionalized with acid groups (e.g., SO3H and COOH); their metal oxide components also provide good mechanical stability, and the hybrid surface structure comprises metal oxide and carbon components, facilitating the adsorption of β-1,4-glucan [33]. Furthermore, the strength of the metal-support interaction can be adjusted by using the carbon-metal oxide composites, which plays a critical role in the activity of the catalysts [58].
In general, hierarchical structures bearing mesopores are favored for mass transfer and reactant diffusion, while hydrophilic surfaces, in particular bearing carboxylic and phenolic functionalities, are favored for the adsorption of β-1,4-glucan in the feedstock, and can provide acid sites for hydrolysis. If more and/or stronger acid sites are desired/required, extra treatments are necessary to fulfill the request for solid acid or bifunctional catalysts. In some cases, carbon supports with basic sites were also reported responsible for accelerating the isomerization of glucose and hence can change the product selectivity. Meanwhile, when employing mesoporous carbons as the supports or catalysts, researchers should be very careful when drawing conclusions about the function of structures without considering the surface properties, for the method to remove the structure templates can also be regarded as a pretreatment of the carbon materials, therefore the surface chemistry change should also be considered.
In general, since the renewed upsurge in studies on biomass conversion at the beginning of this century, great progresses have been made in the one-pot conversion of cellulose over carbon and/or carbon-supported catalysts. However, (1) most researches are focused on the metallic active sites, the role played by carbon supports, especially the surface chemistry and the hybridization of carbon, has rarely been investigated; (2) although mesoporous and hierarchical-structured carbons are preliminarily testified beneficial for cellulose transformation, the preparation of these supports are time- and cost-consuming, hence facile and energy-efficient strategies to fabricate specificallystructured carbons are desirable; (3) from a commercial point of view, efficient reaction process, low energy-consumption separation system, and valuable utilization of byproducts are necessary; (4) since fossil crude oils are still available in large quantities, the production of fuels from biomass is still, and will not be, cost-competitive in the near future, thus transformation of cellulose directly into specially functionalized materials or high value-added materials is another profitable but challenging issue.
The authors gratefully acknowledge Mingyuan Zheng, Jifeng Pang and Junying Zhang for fruitful discussion.