催化学报  2018, Vol. 39 Issue (4): 590-605   PDF    
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本文作者相关文章
Shiqi Li
Xiaosheng Tang
Zhigang Zang
Yao Yao
Zhiqiang Yao
Haizheng Zhong
Bingkun Chen
Ⅰ-Ⅲ-Ⅵ chalcogenide semiconductor nanocrystals: Synthesis, properties, and applications
Shiqi Lia, Xiaosheng Tanga, Zhigang Zanga, Yao Yaob, Zhiqiang Yaoc, Haizheng Zhongd, Bingkun Chend     
a. Key Laboratory of Optoelectronic Technology & Systems(Ministry of Education), College of Optoeletronic Engineering, Chongqing University, Chongqing 400044, China;
b. College of Communication Engineering, Chengdu University of Information Technology, Chengdu 610225, Sichuan, China;
c. School of Materials Science and Engineering, Zhengzhou University, Zhengzhou 450001, Henan, China;
d. Beijing Key Laboratory of Nanophotonics and Ultrafine Optoelectronic Systems, School of Materials Science & Engineering, Beijing Institute of Technology, Beijing 100081, China
* Corresponding author. Xiaosheng Tang, Tel: +86-18423440836; E-mail: xstang@cqu.edu.cn
Abstract: Colloidal semiconductor nanocrystals have been proven to be promising candidates for applications in low-cost and high-performance photovoltaics, bioimaging, and photocatalysis due to their novel size-and shape-dependent properties. Among the colloidal systems, Ⅰ-Ⅲ-Ⅵ semiconductor nanocrystals (NCs) have drawn much attention in the past few decades. Compared to binary NCs, ternary Ⅰ-Ⅲ-Ⅵ NCs not only exhibit low toxicity, but also a high performance similar to that of binary NCs. In this review, we mainly focus on the synthesis, properties, and applications of Ⅰ-Ⅲ-Ⅵ NCs. We summarize the major synthesis methods, analyze their photophysical and electronic properties, and highlight some of the latest applications of Ⅰ-Ⅲ-Ⅵ NCs in solar cells, light-emitting diodes, bioimaging, and photocatalysis. Finally, based on the information reviewed, we highlight the existing problems and challenges.
© 2018, Dalian Institute of Chemical Physics, Chinese Academy of Sciences.
Published by Elsevier B.V. All rights reserved.
Key words: Ⅰ-Ⅲ-Ⅵ nanocrystal    Synthesis method    Solar cell    Light emitting diode    Bioimaging    Photocatalysis    
Ⅰ-Ⅲ-Ⅵ族半导体纳米晶:合成, 性质及应用
李诗琪a, 唐孝生a, 臧志刚a, 姚尧b, 姚志强c, 钟海政d, 陈冰昆d     
a. 重庆大学光电工程学院光电技术及系统教育部重点实验室, 重庆 400044;
b. 成都信息工程大学通信工程学院, 四川成都 610225;
c. 郑州大学材料科学与工程学院, 河南郑州 450001;
d. 北京理工大学材料学院纳米光子学材料与技术实验室, 北京 100081
摘要:半导体纳米晶具有独特的量子限域效应以及新颖的尺寸和形貌依赖特性,已被证实是在低成本高性能光伏器件、光致及电致发光二极管、生物成像、光催化等领域非常具有潜力的新型材料.其中,Ⅱ-Ⅵ族与Ⅰ-Ⅲ-Ⅵ族半导体纳米晶由于其优异的性能在过去的数十年中引起了广泛的关注.过去数十年对于Ⅱ-Ⅵ族半导体纳米晶的研究已经十分成熟,然而几乎所有的传统Ⅱ-Ⅵ族半导体纳米晶都含有对环境有害的元素,对人体和环境造成不可逆转的伤害,从而限制了Ⅱ-Ⅵ族半导体纳米晶的进一步应用.与二元Ⅱ-Ⅵ族纳米晶相比,大部分三元Ⅰ-Ⅲ-Ⅵ族纳米晶不含镉和铅等重金属元素,因而具有低毒性的特点,并且其带隙窄、吸光收系数大、斯托克斯位移大、自吸收小以及发光波长在近红外区,所以有望使其成为新一代荧光纳米晶材料.例如,CuInS2的带隙为1.53eV,与太阳光谱匹配且其吸光系数较大,在10-5cm-1左右,从而使其成为制备太阳能电池的一种优秀材料.另一方面,Ⅰ-Ⅲ-Ⅵ族纳米晶在可见光和近红外范围内呈现与尺寸相关的发光,它们的荧光量子产率在包覆ZnS壳后可超过50%,因而在照明,显示和生物成像领域具广泛应用的潜力.水溶性的Ⅰ-Ⅲ-Ⅵ族量子点粒径尺寸可以小于10nm,可以减小纳米颗粒通过肾清除的淘汰率,并且具有高荧光性能和耐光性的特点,因此成为进行生物成像工作的优秀材料.与此同时,Ⅰ-Ⅲ-Ⅵ族纳米晶在光催化领域也展现了巨大的发展前景. 本综述主要关注Ⅰ-Ⅲ-Ⅵ族纳米晶的合成,性质及应用.首先,我们概述了不同的化学合成方法,并列举讨论了一些经典的工作,根据纳米晶的种类分类统计了主要合成方法、形貌及尺寸.第二部分,我们讨论了它们的光物理和电子特性,解释了纳米晶的"donor-acceptor pair"(DAP)结合机理,概述了Ⅰ-Ⅲ-Ⅵ族纳米晶的磁光现象.接下来,我们概述了Ⅰ-Ⅲ-Ⅵ族纳米晶主要的应用领域,着重总结了在太阳能电池领域、半导体发光二极管领域、生物成像领域以及光催化制氢领域的研究进展.最后,我们会讨论半导体纳米晶的应用前景,以及它的机遇和挑战.
关键词Ⅰ-Ⅲ-Ⅵ族纳米晶    合成方法    太阳能电池    发光二极管    生物成像    光催化    

1 Introduction

It is well understood that the development of new functional materials is a major driving force for technological evolution in the modern society. Semiconductor nanocrystals (NCs) are one such type of materials that have been at the forefront of technological innovation in the recent past [1-10]. In semiconductor nanoparticles, a quantum confinement effect appears when the size of the semiconductor NCs is less than or equal to the Bohr radius [11-15]. The band gap of semiconductor NCs, such as CdSe and PbSe, can be adjusted by changing the particle size [16, 17]. Over the past several decades, the synthesis, properties, and applications of Ⅱ-Ⅵ, Ⅲ-Ⅴ, and Ⅳ-Ⅵ semiconductor NCs have been extensively studied [18, 19]. However, a large number of traditional Ⅱ-Ⅵ semiconductor nanoparticles contain environmentally unfriendly elements, such as Hg, Cd, and Pb. These elements exert negative influences on both health and environment, which seriously restricts the application of semiconductor NCs containing such elements. Therefore, it is essential to explore nanomaterials consisting of eco-friendly and low-toxic elements. Recently, Ⅰ-Ⅲ-Ⅵ semiconductor NCs have attracted considerable attention owing to the fact that some of them can be greener and not as toxic as Ⅱ-Ⅵ NCs; examples of Ⅰ-Ⅲ-Ⅵ NCs include CuInX2 (X = S, Se, and Te) and AgInX2 (X = S, Se, and Te). In addition, similar to Ⅱ-Ⅵ NCs, they exhibit excellent optical characteristics. Valence equivalent substitution of Ⅱ atoms with Ⅰ and Ⅲ atoms leads to Ⅰ-Ⅲ-Ⅵ2 ternary semiconductor NCs, while the valence equivalent substitution of Ⅲ atoms with Ⅱ, Ⅳ or Ⅱ, Ⅱ, Ⅲ atoms leads to Ⅰ2-Ⅱ-Ⅳ-Ⅵ4 and Ⅰ-Ⅱ-Ⅲ-Ⅵ quaternary semiconductors, respectively (Table 1). Binary semiconductors contain two typical crystalline structures—zinc blende and wurtzite. Similar to binary semiconductors, some of these ternary and quaternary semiconductors exhibit zinc blende and wurtzite structures, while others exhibit a chalcopyrite or other structures. Most of them are direct-band gap semiconductor materials; the band gaps are listed in Table 2. The band gap of CuInS2 is ~1.53 eV, while its absorption coefficient can be as large as 10–5 cm–1 [143], which makes them good candidates for solar cells. Solar cells based on semiconductor quantum dots are predicted to have a maximum attainable thermodynamic conversion efficiency of 66% [20], and PbS-based solar cells have been reported to achieve a certified efficiency of 8.55% [21]. Further, they are used in a wide range of applications, including quantum dot-based light-emitting diodes (QD-LEDs), photoelectric detectors, nonlinear optics, quantum information [22-25], and photocatalysis [144]. In particular, Ⅰ-Ⅲ-Ⅵ NCs have been widely explored for bioimaging, because of their low toxicity.

Table 1
Relationship between binary, ternary, and quaternary semiconductor NCs.
Table 2
Band gaps of Ⅰ-Ⅲ-Ⅵ semiconductor NCs.

Torimoto and co-workers studied bulk ZnS-AgInS2 (ZAIS) and ZnS-CuInS2 solid solutions and demonstrated that bandgap adjustment of as-prepared alloys of ZnS-AgInS2 and ZnS-CuInS2 could be realized by changing the chemical composition. Moreover, they developed a facile method to synthesize color-adjustable luminophores, which were prepared by mixing sodium diethyldithiocarbamate in water with AgNO3, In(NO3)3, and Zn(NO3)2 at a mole ratio of x:x:2(1–x). The synthesized ZnS-AgInS2 nanoparticles exhibited broad photoluminescence (PL) spectra and the emission color could be tuned from green to red depending on their chemical composition (Fig. 1) [2]. At the same time, this work provided an efficient method to prepare quaternary Ⅰ-Ⅲ-Ⅵ nanoparticles. Subsequently, Tang et al. [26] prepared CuInS2-ZnS alloy nanocubes with high luminescence using a solution-based diffusion method. Their results indicated that the bandgap of CuInS2-ZnS alloyed nanocubes could be adjusted by changing the ratio of Zn/(Cu+In+Zn). The CuInS2-ZnS alloyed NCs obtained in this work were highly crystalline and exhibited higher quantum yields (QYs) than pure CuInS2 NCs. Nowadays, a number of scientists are paying close attention to quaternary semiconductor NCs. Representatives of this class of materials include Ag(Cu)InZnS (AIZS, CIZS) and Cu(In, Ga)Se2 (CIGS) [27-29].

Fig. 1. Absorption spectra (a) and PL spectra (b) of ZAIS nanoparticles. The value of x in (AgIn)xZn2(1–x)(S2CN(C2H5)2)4, which was used as a precursor, is indicated in the figure. The inset in panel (a) shows photographs of UV-illuminated ZAIS nanoparticle solutions [2].

Through years of continuous efforts, various morphologies of NCs have been reported, such as nanowires, nanorods, nanoplates, and nanorings [30-33]. Shi et al. [27] demonstrated a facile route for synthesizing CuInS2 nanotubes. The nanotubes were made using an anodic aluminum oxide (AAO) template, which was highly oriented. The average diameter of these nanotubes was 20 nm, which corresponded with the pore size of the AAO templates (Fig. 2). This particular work presented a more efficient and convenient approach to the synthesis of well-aligned one-dimensional nanostructured CuInS2 arrays using porous alumina templates as hard templates. Kolny-Olesiak and co-workers [145] studied the formation of CuInS2 under various reaction conditions. They obtained different shapes of CuInS2 NCs by precisely controlling the ratio of the starting materials and it turned out that the shape mainly depends on three factors—the amount of technical grade trioctylphosphine oxide (TOPO) (regulating the activity of In monomers), the ratio between, 1-dodecanethiol (1-DDT) and CuAc (influencing the activity of Cu monomers), and the amount of t-DDT (mainly responsible for the sulfur supply for the reaction). According to the ratio between the starting materials, the amount of TOPO influenced the length of the particles. Higher amounts of TOPO led to shorter particles (Fig. 3(a) and (b)). Variation in the amount of both 1-DDT and t-DDT turned out to have a strong influence on the shape of the elongated particles. Increasing the amount of sulfur led to the formation of fish-shaped particles (Fig. 3(c)). Lower amounts of sulfur led to bottle-shaped Cu2S-CuInS2 hybrid particles (Fig. 3(d)). Further, the researchers studied the shape formation of CuInS2 exhaustively, providing a novel way to prepare NCs of different shapes.

Fig. 2. Scanning electron microscope (SEM) (a), transmission electron microscopy (TEM) (b) (inset refers to the selected area electron diffraction (SAED) pattern), energy dispersive X-ray spectroscopy (EDX) spectrum (c), and high resolution transmission microscopy (HRTEM) image (d) of CuInS2 nanotubes [27].
Fig. 3. Different aspect ratios of CuInS2 nanocrystals. Reaction conditions: (a) Cu:In:TOPO 1:1:4.4, 0.25 mL 1-DDT, 1.75 mL t-DDT; (b) Cu:In:TOPO 1:1:10, 0.25 mL 1-DDT, 1.75 mL t-DDT; (c) and (d) Cu:In:TOPO 1:1:3, 0.75 mL 1-DDT, 5.25 mL t-DDT, image (d) shows an intermediate stage of the reaction; (e) and (f) Cu:In:TOPO 1:1:3.5, 0.5 mL 1-DDT, 1.5 mL t-DDT; particles in image (f) were found in an aliquot taken during an early stage of the reaction conducted at a concentration twice that of (e) [145].

In this review, we will firstly introduce the synthesis methods of Ⅰ-Ⅲ-Ⅵ semiconductor nanomaterials. Later, we will focus on their optical and electronic properties. Thirdly, applications based on Ⅰ-Ⅲ-Ⅵ semiconductor nanomaterials will be discussed. Finally, we will introduce the opportunities and challenges for Ⅰ-Ⅲ-Ⅵ semiconductor nanomaterials.

2 Synthesis methods

The number of studies on Ⅰ-Ⅲ-Ⅵ nanomaterials shows a rising trend. After more than ten years of continuous improvement, people have developed a variety of methods for the preparation of quantum dots, including the hot-injection method, non-injection method, thermal decomposition, and solvothermal route.

2.1 Hot-injection method

The hot-injection method was first reported by the Bawendi group in 1993 [3]. This method was initially used for the synthesis of monodispersed cadmium chalcogenide QDs. The method to prepare NCs involved the injection of a "cold" (room temperature) solution of precursor molecules into another hot liquid reaction mixture. The injection leads to the instantaneous formation of the nuclei of NCs. Cooling the obtained NC nuclei prevents the formation of new nuclei [155]. For preparing monodisperse Ⅰ-Ⅲ-Ⅵ semiconductor nanoparticles, Tang et al. [4] studied the synthesis of Zn-doped AgInS2 NCs using the hot-injection method. By changing the reaction temperature from 120 to 210 ℃, the amount of Zn in AgInS2 could be well controlled and the emission wavelength of the obtained Zn-doped AgInS2 NCs could be tuned from 680 to 520 nm. TEM images showed that the obtained Zn-doped AgInS2 NCs were nearly spherical in morphology with a relatively narrow size distribution (Fig. 4). Moreover, Yang et al. [5] found that the "self-purification" effect in copper zinc tin sulfide (CZTS) NCs and stabilization of extra copper dopants were avoided by changing from one-pot synthesis to the hot-injection method. As a result, the CZTS NCs prepared by the hot-injection method were more stable than those made using the one-pot synthetic route.

Fig. 4. Inductive coupled plasma emission (ICP) analysis (a) showing the chemical composition of Zn-doped AgInS2 NCs prepared at different diffusion temperatures. TEM images of Zn-doped AgInS2 nanoparticles prepared at 150 (b), 180 (c), and 210 ℃ (d), respectively (insets: histograms showing the size distribution of the NCs) [4].
2.2 Non-injection method

Preparing NCs on a large scale using the hot-injection method is somewhat impractical. In order to precisely control the size, morphology, and element ratio, the non-injection method has become a more popular synthesis method. It can proceed at low temperatures. The precursors can be prepared in two or more steps and reacted by mixing them together at the proper temperature, after which NCs can be obtained. Zhong and co-workers studied a non-injection route to synthesize CuInS2 and obtained NCs with a triangular morphology and tunable band gap. In this study, CuAc, In(Ac)3, and dodecanethiol reacted to form an intermediate complex and the solution was heated up till the generation of CuInS2 NCs. With an increase in the reaction time to 120 from 20 min, the size of the CuInS2 NCs increased (3–8 nm). The aim of the non-injection method is to lower the reaction rate. A fast reaction between metal ions and dodecanethiol results in aggregation. In order to improve the previous results, researchers used CuI to replace CuAc. Cu is a soft acid unlike Ac, which is a hard acid, whereas iodide and thiols (R-SH) are soft bases; the soft acid and soft base can bind more tightly than soft base and hard acid pairs. This improvement can lower the reaction rate between Cu and the S source [36].

2.3 Thermal decomposition

The thermal decomposition route is easy to operate and it has been successfully used to synthesize monodisperse NCs. This method usually uses molecular single-source precursors and forms nanocrystals by controlling the temperature of thermal decomposition. Castro and co-workers [7] prepared nanometer-sized particles of chalcopyrite compounds CuInS2 and CuInSe2 by the thermal decomposition of molecular single-source precursors (PPh3)2CuIn-(SEt)4 and (PPh3)2CuIn(SePh)4. The reaction proceeded in a non-coordinating solvent, dioctyl phthalate, at temperatures between 200 and 300 ℃. For the preparation of CuInS2 nanocrystals, (PPh3)2CuIn-(SEt)4 was added to the reaction flask and heating was resumed. The precursor dissolved at approximately 150 ℃ and formed a transparent yellow solution. Upon increasing the temperature to 200 ℃, a red powder began to precipitate within a few minutes; a reaction time of 2 h was employed to complete the precipitation and maximize yield. After cooling to room temperature under an argon environment, the powder was isolated and consecutively washed with toluene and methanol, and was dried under vacuum at 60 ℃. A portion of the red powder was placed in a flask containing fresh dioctyl phthalate and heated to 250 or 300 ℃ for 1 h. A brown/black powder and black powder were obtained when the temperatures were 250 and 300 ℃, respectively. Each powder was washed and dried in the same manner before analysis. Both the brown/black powder and black powder were identified as nanocrystalline CuInS2.

2.4 Solvothermal route

The solvothermal route is another effective wet-chemical method for the synthesis of monodisperse semiconductor NCs. The solvothermal route involves high pressures. The selected temperature (sub-or supercritical domains) depends on the reactions required for obtaining the target material through the involved process [156]. Therefore, the solvothermal route usually uses an autoclave as the reaction vessel and the precursor materials are prepared and added into the autoclave for the reaction to occur. In addition, the solvothermal route does not need an N2 atmosphere or refluxing conditions, which makes it easier to operate compared to the hot-injection method. Yue et al. [20] studied a solvothermal route for the synthesis of zinc blende CuInS2. CuCl2 and InCl3·4H2O were dissolved in absolute ethanol and stirred for 5 min at room temperature, leading to a blue solution, and transferred to a stainless steel autoclave and reacted at 200 ℃ for 16 h. CuInS2 QDs could be obtained by centrifugation and washing several times. This is the first time that zinc blende CuInS2 QDs were obtained by the solvothermal route; their average size was around 2–4 nm, which verifies that the solvothermal route is a valid approach to prepare QDs.

Scientists usually prefer to use the thermal decomposition route to synthesize colloidal NCs. This method is scalable, reproducible, environmentally friendly, and cheap. A statistical table of the synthesis methods, chemistry, and characteristics of NCs is shown below (Table 3).

Table 3
Overview of the chemical synthesis methods, chemistry, and characteristics of ternary and quaternary semiconductor NCs.
2.5 Cation exchange and template synthesis

In general, in the traditional methods, i.e., hot-injection method, noninjection method, and solvothermal route, for preparing semiconductor NCs, it is difficult to control the chemical components and intermediate products. Therefore, in order to solve these problems, template synthesis through cation exchange has been developed and it allows for the fabrication of ternary and quaternary NCs. Zhong et al. [81] used a two-step template synthesis process to obtain CuInS2. Firstly, they heated a solution of InCl3, sulfur, and oleylamine to 215 ℃ to generate In2S3 nanoplates. Next, a copper precursor (CuI/DDT) was injected into the In2S3 nanoplates solution to introduce copper ions; thus, CuInS2 nanoplates could be obtained. Zhang and co-workers [82] used CuS nanoplates as a template to successfully fabricate CuInS2, CuInxGa1–xS2, and Cu2ZnSnS4 2D NCs, with the same thickness, lateral dimensions, and hexagonal morphology. These obtained ternary and quaternary NCs exhibited the same morphology as with their binary template. Template synthesis offers a new direction to control the morphology and components for the synthesis of ternary and quaternary NCs, and it can enhance the efficiency of photovoltaic devices based on the solvothermal route.

Donega et al. [83] successfully used a cation exchange method to obtain CuInS2 NCs using Cu2–xS (x can be adjusted from 1 to 2) NCs. They developed a way a slow down the cation exchange process and obtained near-infrared region (NIR) CuInS2 NCs for the first time. The cation exchange process is usually highly directional and maintains the crystal structure of the parent NCs and substructure of the cation, along with the cation exchange. ZnS NCs can be obtained through cation exchange based on Cu2–xS NCs, and this process involves a complete replacement [84-86]. In these studies on ZnS NCs, the researchers replaced a portion of the Cu+ ions with In+ ions to generate CuInS2 NCs; hence, the exchange rate had to be precisely controlled. Lesnyak and co-workers [87] used Cu2S as the parent NCs to fabricate CIZS NCs by adding Zn+ and In+ ions. We can also generate core/shell structure CIZS/ZnS NCs by introducing Zn+ ions based on CuInS2 parent NCs.

2.6 Microfluidic systems

Microfluidic systems are promising in generating NCs with complex chemical compositions [88]. The formation of core-shell structure NCs remains a complex undertaking since shell growth is ideally achieved by successive ion layer adhesion and reaction (SILAR), which requires core particle purification and its transfer to a second reactor for shell growth. Microfluidic systems can retain the same reactor to achieve the complex growth of NCs. A microfluidic system has many advantages, i.e., rapid mass and heat transfer in microfluidic environments, efficient decoupling of nucleation and growth stages, facile multi-step addition of reagents, and fast parametric screening of reaction parameters for rapid reaction optimization. DeMello and co-workers obtained core/shell structure CuInS/ZnS NCs using a two-stage microfluidic system designed by themselves. The microfluidic reaction consisted of two steps —the first step is the fabrication of the core and the second step is the fabrication of core/shell structure NCs. By injecting a ZnS single-source precursor into the droplets containing the CuInS2 core and without purification, they obtained a population of core-shell NCs emitting between 580 and 760 nm with a significantly narrow size distribution of 90–95 nm [89].

3 Photophysical and electronic properties

Based on the quantum confinement effect, Ⅰ-Ⅲ-Ⅵ semiconductors nanoparticles exhibit a tunable band gap; the spectra can be changed by controlling the size of NCs. The full width at half-maximum (FWHM) of PL emissions for CuInS2-ZnS NCs is almost three times greater than that of monodisperse CdSe NCs [90]. The phenomenon is also suitable for other Ⅰ-Ⅲ-Ⅵ NCs and Ⅱ-Ⅴ NCs. In order to analyze the principle and determine whether size inhomogeneity influences broadened emission spectra, researchers carried out size-selective precipitation experiments. The FWHM of a single CuInSe2 particle is 40 nm [91], which is much larger than that of single CdSe particles (13-18 nm) [92]. The result shows that the broadened emission spectra can be attributed mainly to the distribution of vibrational states. In comparison to Ⅱ-Ⅵ NCs, Ⅰ-Ⅲ-Ⅵ NCs have larger Stokes shifts, which reduces self-absorption effects in light-emitting and bioimaging applications [91]. The bandgap of NCs can be adjusted by size, temperature, and chemical composition. The observed temperature-dependent, size-dependent, and energy-dependent energy shifts can be explained by a "donor-acceptor pair" (DAP) recombination mechanism [93]. Ternary and quaternary NCs have large quantities of nonstoichiometric compositions and complicated crystal structures; the internal defects play an important role in photoluminescence, because they were responsible for donor and acceptor states in ternary systems, such as the vacancies and interstitial atoms in AgInS2 NCs. Donor sites may include sulfur vacancies, interstitial Ag ions, and will replace Ag sites (antisite defects), while acceptors include Ag vacancies, interstitial In ions, and Ag replaces In sites. As a result, the photoluminescence mechanism depends on the exact stoichiometry and structure of the NCs [18]. With the inclusion of a fourth element implanted into the crystalline structure, a disorder is caused in the internal electronic states leading to a photoluminescence shift to a shorter wavelength, such as CuInS2-ZnS [94-96] and AgInS2-ZnS [97, 98].

Macdonal and co-workers conducted a systematic study on the luminescence mechanism of wurtzite (WZ)-structure CuInS2. They developed organic surface passivation and inorganic surface passivation on WZ CuInS2, in order to study the luminescence mechanism of defects. No substantial change in the spectral position or shape of the emission was observed in surface-passivated WZ CuInS2 and emission originates from an internal defect [99]. Wood et al. [100] studied the luminescence properties of indium-rich AgInSe2 (AISe) NCs. The AISe NCs maintain the same size of 3 nm and different QYs were observed upon changing the molar ratio of [Ag]/[In] (Fig. 5). PLQYs range between 15% and 25% for all AISe compositions with Ag:In atomic ratios of > 0.25, but drops notably for smaller Ag:In ratios. Two maxima in PLQY are apparent for NCs with Ag:In = 0.35 and 0.65. Since the concentration of silver vacancies monotonically increases toward lower Ag:In atomic ratios, the researchers concluded that the PLQY of AISe NCs in the composition range of Ag:In = 0.35 to 0.65 is not determined by the defect concentration, but rather by the distribution of defects within the crystal structure.

Fig. 5. Optical properties of three representative AISe nanocrystal compositions. (a–c) Size-dependent PL spectra; (d) Size dependence of optical band gaps; (e) Composition dependence of PL efficiency of 3-nm AISe NCs. In all the plots, the data corresponding to AgIn11Se17 NCs are shown in orange, AgIn3Se5 in red, and Ag3In5Se9 in brown [100].

Moreover, emission wavelength and chemical composition can both influence the PL lifetimes of Ⅰ-Ⅲ-Ⅵ semiconductor NCs. The PL decays of Ⅰ-Ⅲ-Ⅵ NCs can usually be described by double-or triple-exponential analysis [91]. The longer component of hundreds of nanoseconds from double-exponential analysis was attributed to DAP recombination. The component of tens of nanoseconds was attributed to nonradiative recombination induced by surface defects. This was confirmed by the observation that surface treatment can suppress fast decays in Ⅰ-Ⅲ-Ⅵ NCs [23, 80]. DAP recombination is the most remarkable mechanism influencing photophysical and electronic properties.

Crooker and co-workers [101] detected spin-exchange coupling between the paramagnetic moments of CuInS2 NCs and the conduction/valence bands of the host lattice; both CIS and Cu:ZnSe NCs exhibit a substantial PL, but the phenomenon is not observed in CdSe thus far. It can be concluded that copper atoms will be incorporated as paramagnetic Cu2+ ions. In nonmagnetic semiconductors, such as CdSe and ZnSe, magnetic flux density (B) generates a linear Zeeman splitting of the conduction and valence bands due to the intrinsic diamagnetism of the host semiconductor (Fig. 6(c) and (d)). In contrast, polarization-resolved emission from both CIS and Cu:ZnSe NCs exhibits a nonlinear behavior as a function of B (Fig. 6(a) and (b)). These observations are consistent with the existence of localized paramagnetic states in the CIS bandgap and their important role in determining the PL from CIS NCs.

Fig. 6. (a) Polarization-dependent PL of right circularly polarized (RCP) (teal) and left circularly polarized (LCP) (pink) emission at B = +6 and 0 T (dark gray) for CIS NCs (Cu/In = 1.26). Integrated PL from 0 to 1 T for both RCP and LCP emission versus B for CIS (b), Cu:ZnSe (c), and CdSe (d) NCs at 3 K [101].
4 Applications

To date, semiconductor NCs have been widely applied in solar cells, LEDs, biolabeling, and drug delivery, due to their outstanding photophysical and electronic properties. A number of scientists tried to utilize these advantages to improve the performance of solar cells and LEDs. Their efforts may provide more benefits to us and promote the development of science.

4.1 Solar cells

Semiconductor NCs can be used as a "nanocrystal ink" to prepare absorbance layers of thin-film solar cells. For instance, it is well-known that the band gap of CuInS2 NCs is about 1.5 eV, which matches well with the solar spectrum. Meanwhile, CuInS2 NCs have relatively low toxicity and they are more environmentally friendly than Ⅱ-Ⅵ semiconductor nanoparticles. Both the high absorption coefficients and low toxicity make them prime candidates for the absorbing materials of next-generation solar cells. A statistical table on the efficiencies of nanocrystal-based solar cells is included below (Table 4).

Table 4
Overview of the efficiency of nanocrystal-based solar cells.

Wang and co-workers [20] reported a solvothermal approach to compound CuInS2 quantum dots, and a solar cell was constructed using a combination of CuInS2 quantum dots and poly(2-methoxy-5-(2-ethylhexyloxy)-1, 4-phenylene vinylene) (MEH-PPV). Firstly, a PEDOT:PSS layer was spin-coated on an ITO substrate. Then, a mixture of MEH-PPV/CuInS2-QDs layer as an absorbing material was spin-coated from chlorobenzene over the PEDOT:PSS layer. Secondly, an extra layer of CuInS2 quantum dots dispersed in ethanol was spin-coated over the photoactive layer as a hole blocking layer. Finally, a LiF and Al film was deposited onto the CuInS2 layer by thermal evaporation (Fig. 7(a)). Clearly, the device has a wide spectral response from 300 to 900 nm (Fig. 7(b)).

Fig. 7. (a) J-V curves of the solar cells based on the blends of MEH-PPV and CuInS2 QDs at blends ratio (R) = 1/1 under monochromatic illumination of 15.85 mW cm–2 at 470 nm. The inset shows the device architecture. CIS and T-CIS represent the as-synthesized and TBP-treated CuInS2 QDs, respectively. (b) IPCE spectra of the solar cells based on the blends of MEH-PPV and CuInS2 QDs at R = 1/1, where CIS and T-CIS have the same meanings as those in (a). The inset schematically illustrates the energy level diagram for the devices based on MEH-PPV and CuInS2 QDs, showing charge transfer of electrons to CuInS2 and holes to MEHPPV, in which exciton transfer, as indicated by the blue dotted arrows, represents a possible process for the energy loss of polymer excitons [20].

The usage of NCs in solar cells shows a baseline performance; therefore, it still requires higher efficiency in practical devices. There are many methods to improve the power conversion efficiency (PCE) of NCs-based device, including using shorter chain capping ligands, various chemicals or thermal treatments to increase their conductivity, and by low-temperature synthesis [110-115].

4.2 Light-emitting diodes (LEDs)

Phosphor-converted white light-emitting diodes (pc-WLEDs), formed by combining blue-emitting chips with down-converting phosphors, are potential candidates to replace incandescent lamps [116]. Owing to the inefficient properties and serious supply issues of traditional rare-earth phosphors, researchers used quantum dots (QDs) as an ideal replacement for traditional phosphors. The WLEDs based on NCs (nc-WLEDs) are low-cost, have high efficiency, and render high color [117]. Zhong et al. [118] fabricated WLEDs with luminous efficiency, a high-color rendering index (CRI), and tunable color temperature; they are based on CuInS2 NCs. The obtained nc-WLEDs devices exhibited a luminous efficiency of 70 lm W–1, CRI of 95, and a tunable color temperature of 4600–5600 K (Fig. 8). The result shows an obvious improvement over previously fabricated nc-WLEDs [119]. This work indicates that CuInS2 NCs are promising candidates for commercial applications. Peng et al. [120] reported a non-injection, low-cost, and one-pot approach for the synthesis of CuInZnS NCs. When the NCs are combined with a commercial blue LED chip, the color converter gave a high color rendering index of about 90 and commission Internationale de l'eclairage (CIE) color coordinates of (0.332, 0.321). These results suggest that this kind of NCs, which are cadmium-free, thermally stable, and single-phase, have potential applications in WLEDs. A statistical table on the properties of Ⅰ-Ⅲ-Ⅵ NC-based WLEDs is included below (Table 5).

Fig. 8. Photographs of (a) the as-fabricated surface mounted device (SMD) type WLED from two different emissive CuInS2-based NCs and (b) the WLED operated at a forward bias current of 20 mA. (c) EL spectrum of the device operated at 20 mA. (d) CIE color coordinates of the devices based on green and red emissive CuInS2-based NCs at weight ratios of 50:1–25:1 [118].
Table 5
Summary of properties of Ⅰ-Ⅲ-Ⅵ NC-based WLEDs.

The excellent optical properties of Ⅰ-Ⅲ-Ⅵ semiconductor QDs make them ideal candidates for quantum dot-based LEDs (QD-LEDs), which are new-generation display technologies. QD-LEDs possess the advantages of low cost, superior color tunability, large area, and compatibility with various substrates. Zhong et al. [23] fabricated QD-LEDs with CuInS2 NCs. The structure of a typical ITO/hole transport layer (HTL)/NCs/electron transport layer (ETL)/Ca/Al was employed to fabricate CuInS2-based QD-LEDs. Poly[N, N-bis(4-butylphenyl)-N, N-bis(phenyl)benzidine] (Poly-TPD) and tris-(8-hydroxyquinoline) aluminium (Alq3) were chosen as the HTL and ETL, respectively. The luminescent layer consisted of CuInS2 NCs. The similarities between the electroluminescence (EL) and PL spectra indicate that the device emission was due to NCs (Fig. 9(a) and (d)). When the bias voltage was 14 V, the red devices reached a maximum luminance of 1700 cd m–2. When the bias voltage was 15 V, the yellow devices reached a maximum luminance of 2100 cd m–2 (Fig. 9(b) and (e)). A statistical table on the properties of Ⅰ-Ⅲ-Ⅵ NC-based EL devices is included below (Table 6).

Fig. 9. (a, d) PL spectra and corresponding EL of two selected CuInS2-based core/shell samples with PL emission peak at 606 and 577 nm. (b, e) Current density and luminance of the devices with red and yellow emission as a function of applied bias. (c, f) Current efficiency and power efficiency of red and yellow devices as a function of current density [23].
Table 6
Summary of the properties of Ⅰ-Ⅲ-Ⅵ NC-based EL devices.
4.3 Bioimaging

Semiconductor NCs in aqueous media are highly fluorescent and photostable and these characteristics make them excellent materials for bioimaging [127-131]. They meet the essential requirements for application in the human body: small hydrodynamic diameters (smaller than 10 nm) can promote NC elimination through renal clearance, light scattering, and absorption in biological media that can be avoided by NIR [18]. Their low toxicity further makes Ⅰ-Ⅲ-Ⅵ NCs extremely promising for clinical research. Liu and co-workers prepared CuInS2/ZnS and AgInS2/ZnS NCs, which are water dispersible, and demonstrated high biocompatibility for both deep tissue penetration and tumor targeting. A dosage of 110 mg kg–1 of AgInS2/ZnS QD-micelle formulation (400 mL) was injected into Kunming mice through the tail vein. Images were taken at the zero hour and two hours after injection. As shown in Fig. 10(A), the signal from the NIR QDs could be clearly observed in the tail right after the injection. Two hours later, the luminescence was transferred into the tumor matrix through the enhanced permeability and retention (EPR) effect. In another study, CuInS2/ZnS QDs were injected into Kunming mice through the enterocoelia. The high luminescence signals can be observed in Fig. 10(B). Although the luminescence generates from deep under the skin, the signal can be easily differentiated from the background auto-fluorescence signal [25]. Therefore, these experiments on Kunming mice demonstrated that ternary core-shell structure quantum dots, such as CuInS2/ZnS and AgInS2/ZnS, could serve as an excellent NIR contrast agents for in vivo bioimaging.

Fig. 10. Luminescence images of mice treated with AgInS2/ZnS and CuInS2/ZnS QDs through tail-vein injection (A) and intra-abdominal injection (B) [25].

Chang and co-workers [132] attached intrinsically radioactive 64Cu onto CuInS2/ZnS QDs. This work not only exploited their positron emission tomography (PET) functionality, but also resulted in self-illuminating QDs, with no need for an external light source. [64Cu]CIS/ZnS QDs exhibit great potential in PET/self-illuminating luminescence imaging. Liang et al. [133] applied CuInS2/ZnS (ZCIS) NCs to theranostic nanomedicines (NMs); these all-in-one NMs combined intrinsic imaging and therapeutic capabilities within a well-defined nanostructure. Benefiting from the intrinsic fluorescence/multispectral optical tomography (MSOT) imaging ability of ZCIS QDs, their size-dependent distribution profiles can be obviously visualized at tumor sites in vivo. The researchers used ZCIS QDs for MSOT imaging and synergistic photodynamic therapy (PDT)/photothermal therapy (PTT). They encapsulated the initially hydrophobic ZCIS QDs into lipid-PEG (DSPE-PEG) micelles to obtain ZCIS NMs. By varying the amount of DSPE-PEG, ZCIS NMs with hydrodynamic diameters (HDs) of 25.3 and 82 nm were prepared and designated as ZCIS NMs-25 and ZCIS NMs-80, respectively. The two NMs were injected into two mice separately. Then the mice with tumors were subjected to NIR fluorescence and MSOT imaging and the contrast at the tumor site was markedly enhanced from 4 h post-injection. The PA signal intensity in the tumor was enhanced by over 300% after 24 h post-injection of ZCIS NMs-25, while the photoacoustic (PA) signal intensity in the tumor was enhanced by less than 200% in the case of ZCIS NMs-80 (Fig. 11(a)); the PA signal was markedly visible even up to 48 h post-injection compared to the case where mice were injected with ZCIS NMs-80, indicating a longer tumor retention time (Fig. 11(b)(d)). This result indicated the efficient passive targeting and MSOT imaging abilities of ZCIS NMs in vivo.

Fig. 11. In vivo fluorescence and MSOT imaging. (a) In vivo MSOT images of tumors (arrows) in mice taken at different times after the intravenous injection of ZCIS NMs-25 and ZCIS NMs-80. Enlarged orthogonal views of the tumor region are also presented; (b) Average fluorescence intensities of the tumor areas over 48 h after injection; (c) Biodistribution of ZCIS NMs-25 and ZCIS NMs-80 in the major organs of 4T1 tumor-bearing mice at 48 h post-injection and (d) MSOT signal enhancement in the tumor at different time points post-injection [133].
4.4 Photocatalysis for H2 evolution

Along with societal development, environmental and energy issues have gained great importance. As a means to effectively generate energy and degrade poisonous and harmful substances, photocatalysis has gained a lot of attention [157]. Ⅱ-Ⅵ NCs have been widely studied for a long time [158, 159], but the presence of toxic elements restricts their further applications. Hydrogen is a potential green fuel with high energy and hence, H2 evolution is a research hotspot. Water splitting is one of the most efficient methods to generate H2 [134]. A ZnS photocatalyst with a wide band gap and AgInS2 with a narrow band gap could generate a solid solution of (AgIn)xZn2(1–x)S2, whose photocatalytic activities and photophysical properties depend on the composition. With the help of Pt cocatalysts, the photocatalysts can achieve high photocatalytic activities. Pt(3 wt%)-loaded (AgIn)0.22Zn1.56S2 (~AgInZn7S9) with a 2.3 eV band gap showed the highest activity for H2 evolution. The visible-light response of the solid solution is due to the contributions of Ag and In to the valence and conduction bands, respectively [135]. In this study, Cu+ was reported to form a stable valence band and enhance visible-light response. Introduction of Cu+ into photocatalysts can yield a relatively high activity for H2 evolution without any cocatalysts [136-138]. Tang and co-workers [139] studied a facile method for the synthesis of CuInZnS nanoporous spheres at room temperature. The morphology of the nanoporous spheres can impede particle aggregation and retain high surface area during photocatalytic applications. H2 evolution from the obtained nanospheres under visible light was as high as 2.35 mmol h–1 g–1 from water without any other co-catalysts when the ratio of Cu/Zn was 0.04 (Fig. 12), which is a considerably high value for the CIZS system. However, the excessively fast recombination of the surface electron-hole pairs limited its photocatalysis application. How to restrain the surface recombination rate becomes another urgent research question. Water-splitting photoelectrode devices, which require an external bias in order to drive water electrolysis and control the recombination of photogenic charge carriers, are efficient for H2 evolution [140]. Dong et al. [141] used ZnIn0.25Cu0.02S1.395 to decorate the surface of a ZnO@TiO2 nanorod array (NRA) and applied it to photoelectrochemical (PEC) water splitting (Fig. 13); the current density of a decorated ZnO@TiO2 NRA was enhanced from 1.25 mA cm–2 to 7.28 mA cm–2. They further used the decorated ZnO@TiO2 NRA film sample for hydrogen production and obtained about 12 μmol hydrogen gas during 4 h of reaction. Liu and co-workers [142] generated 2D Cu-In-Zn-S nanosheets based on a ZnInS2 nanosheets template. This group applied CIZS nanosheets to PEC water splitting for the first time. A novel ZnS shell/2D Cu-Zn-In-S nanosheets/1D TiO2 nanorods heterostructure was fabricated and the ZnS shell was capped by successive ionic layer adsorption and reaction. The as-prepared samples were used as the working electrodes, whose active area was 0.16–0.20 cm2, a Pt mesh as the counter electrode, and a saturated Ag/AgCl electrode as the reference. According to the PEC experimental results, photocurrent density was enhanced from 0.34 mA cm–2 for pristine TiO2 to 0.81 mA cm–2 for the heterojunction at 0.8 V versus a reversible hydrogen electrode.

Fig. 12. (A) UV-Ⅴis absorption spectra of the CIZS spheres with different amounts of Cu. (B) Hydrogen evolution from an aqueous solution containing 1.2 mol L–1 Na2SO3 and 0.7 mol L–1 Na2S and catalyzed by CIZS spheres with different amounts of doped Cu [139].
Fig. 13. Photoinduced electron separation and transportation process in the ZnO@TiO2 nanorod array film loaded with a ZnIn0.25Cu0.02S1.395 solid solution [141].
4 Conclusions and outlook

Years of development, various studies, and practical applications indicate that semiconductor NCs can play an important role in many fields, especially in solar cells, light-emitting diodes, bioimaging, and photocatalysis. When semiconductor NCs were referred to previously, it usually meant Ⅱ-Ⅵ semiconductor nanoparticles. However, a large number of conventional Ⅱ-Ⅵ semiconductor nanoparticles are toxic, which limited their development. Thus, Ⅰ-Ⅲ-Ⅵ semiconductors NCs are attracting much interest from scientists owing to their low toxicity and tunable emission wavelengths ranging from the visible region to the NIR. However, there are still some limitations that need to be focused on.

(1) In order to have a better control over the composition, morphology, and luminescence yields, scientists should spend more effort on investigating the mechanisms involved in the NC synthesis process and their fundamental electronic properties. The size, composition, crystal structure, and inner and surface defects should be more precisely controlled.

(2) As for the applications, high-efficiency solar cells are expected. Methods for improving PV efficiency include using shorter chain capping ligands, using various chemicals or thermal treatments to increase their conductivity, and using low-temperature synthesis processes. Applications relying on the emission properties, such as light-emitting diodes and bioimaging, will benefit from a reduction in the photoluminescence line width.

(3) Although Ⅰ-Ⅲ-Ⅵ semiconductor NCs have low toxicity and are more environmentally friendly than binary NCs, potential risks still exist and should be further investigated and evaluated.

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