催化学报  2019, Vol. 40 Issue (9): 1345-1351      DOI: S1872-2067(19)63313-9   PDF    
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Zhi-Hua Zhou
Xiao Zhang
Yong-Fu Huang
Kai-Hong Chen
Liang-Nian He
Synthesis of α-hydroxy ketones by copper(Ⅰ)-catalyzed hydration of propargylic alcohols: CO2 as a cocatalyst under atmospheric pressure
Zhi-Hua Zhoua, Xiao Zhanga, Yong-Fu Huanga, Kai-Hong Chena, Liang-Nian Hea,b     
a. State Key Laboratory of Elemento-Organic Chemistry, College of Chemistry, Nankai University, Tianjin 300071, China;
b. Collaborative Innovation Center of Chemical Science and Engineering, Nankai University, Tianjin 300071, China
* Corresponding author. Chen Kai-Hong, E-mail: khchen@nankai.edu.cn;
He Liang-Nian, Tel/Fax: +86-22-23503878; E-mail: heln@nankai.edu.cn
This work was supported by National Natural Science Foundation of China (21672119), and China Postdoctoral Science Foundation (2018M641624)
Abstract: Inexpensive and efficient Cu(Ⅰ) catalysis is reported for the synthesis of α-hydroxy ketones from propargylic alcohols, CO2, and water via tandem carboxylative cyclization and nucleophilic addition reaction. Notably, hydration of propargylic alcohols can be carried out smoothly under atmospheric CO2 pressure, generating a series of α-hydroxy ketones efficiently and selectively. This strategy shows great potential for the preparation of valuable α-hydroxy ketones by using CO2 as a crucial cocatalyst under mild conditions.
© 2019, Dalian Institute of Chemical Physics, Chinese Academy of Sciences.
Published by Elsevier B.V. All rights reserved.
Key words: Copper catalysis    Propargylic alcohols    Hydration    α-Hydroxy ketones    Carbon dioxide    Cocatalyst    
常压CO2促进的铜催化炔丙醇水解制α-羟基酮
周智华a, 张啸a, 黄永富a, 陈凯宏a, 何良年a,b     
a. 南开大学化学学院元素有机化学国家重点实验室, 天津 300071;
b. 天津化学化工协同创新中心, 南开大学, 天津 300071
摘要:α-羟基酮是一类非常有用的结构,广泛存在于各种具有生物活性的合成药物和天然产物中.水对炔丙醇的区域选择性加成为合成α-羟基酮提供了一种简单并且直接的方法.然而,目前已经报道的多种用于炔烃水解的方法对于炔丙醇的适用性较差,这是由于羟基的引入降低了炔烃的活性以及炔丙醇易发生Meyer-Schuster重排和Rupe重排等副反应.另一方面,CO2可以作为助催化剂促进炔丙醇水解生成α-羟基酮.具体来讲,炔丙醇与CO2可以发生羧化环化反应得到α-亚烷基环状碳酸酯,亲核性的水与原位产生的α-亚烷基环状碳酸酯反应使其开环,经历脱羧、异构化过程,最终得到α-羟基酮.与炔丙醇的直接水解相比,以CO2为促进剂可以更加高效、高选择性地得到α-羟基酮.然而,目前发展的用于CO2促进的炔丙醇水解合成α-羟基酮的反应中,高压的CO2和过量的碱是不可缺少的.本文发展了廉价且高效的铜催化体系用于CO2助催化的炔丙醇水解生成α-羟基酮的反应.该催化体系可以在不需要过量碱的存在下使得炔丙醇的水解反应在常压CO2条件下顺利进行.控制实验结果表明,铜催化炔丙醇和CO2的羧化环化反应可以在常压CO2条件下进行,而有机碱可以有效促进α-亚烷基环状碳酸酯与水反应生成α-羟基酮,这解释了我们发展的铜催化体系在常压CO2条件下高效进行的原因.相同条件下,本文发展的铜催化体系的催化活性明显高于之前报道的银催化剂,凸显了该催化体系的高效性.在最优反应条件下,一系列具有不同烷基或芳基取代基的炔丙醇都表现出良好的反应活性,能以70%-97%的收率转化为相应的α-羟基酮.在合成应用方面,该方法可应用于克级规模实验,反应能以70%的收率得到相应的α-羟基酮产物;而且,该方法也可以应用于口服药物炔孕酮的进一步衍生化.通过逻辑实验以及对核磁谱图的分析,我们还对该反应提出了一个可能的反应机理.总之,我们使用廉价的过渡金属铜催化剂,成功实现了炔丙醇在常压CO2为助催化剂条件下发生水解反应合成α-羟基酮.该催化体系反应条件温和,底物适用性良好,催化效率高,为合成α-羟基酮提供了一种简单、高效的新方法.
关键词铜催化剂    炔丙醇    水解    α-羟基酮    二氧化碳    助催化剂    

1 Introduction

The regioselective addition of water to alkynes presents a straightforward and atom-economic method to obtain versatile carbonyl compounds [13]. Since the seminal work on Hg(Ⅱ)-catalyzed hydration of alkynes by Kutscheroff [46], many efforts have been devoted to developing transition metals, especially Au [79], Ag [10, 11], and Co [12, 13], as efficient catalysts that promote this reaction. Among the hydration of multifarious alkynes, propargylic alcohols with hydroxyl groups in alkynes are generally not appropriate substrates, except for Hg catalysis, presumably owing to their low activity and/or the formation of byproducts resulting from the Meyer-Schuster or Rupe rearrangements (Scheme 1a) [1416]. In fact, α-hydroxy ketones obtained from the hydration of propargylic alcohols are important structures because of their existence in various drugs and natural products [17, 18]. Therefore, developing a facile and efficient method for preparing α-hydroxy ketones is of great significance and highly desirable in fine chemical synthesis.

Scheme 1. Hydration of propargylic alcohols without/with CO2.

α-Alkylidene cyclic carbonates are a kind of functionalized cyclic carbonates that are widely used as versatile intermediates in organic synthesis [19]. Derivatization of α-alkylidene cyclic carbonates is achievable by utilizing their ester groups and/or exocyclic C=C bonds. For example, water as a nucleophile reacts with α-alkylidene cyclic carbonate to produce α-hydroxy ketone through the ring-opening of α-alkylidene cyclic carbonate followed by decarboxylation and tautomerization [20, 21]. In view of the fact that α-alkylidene cyclic carbonates can be easily and efficiently prepared from the commercially available propargylic alcohols and CO2 [2230], the development of efficient methods to obtain α-hydroxy ketones from the hydration of propargylic alcohols in the presence of CO2 will be attractive [20, 21]. As shown in Scheme 1b, propargylic alcohol is first converted into α-alkylidene cyclic carbonate by fixation of CO2, and α-hydroxy ketone is formed through the addition of water to α-alkylidene cyclic carbonate, which is accompanied by the regeneration of CO2. In the whole process, CO2 is not consumed, but acts as a cocatalyst [31, 32].

Recently, the hydration of propargylic alcohols with CO2 as a cocatalyst has been investigated by using Ag or ionic liquids (ILs) as catalysts (Scheme 2a) [20, 21]. In this regard, silver acetate is found to catalyze this reaction in the presence of 2 MPa CO2 [20]. This protocol shows good applicability to pyridinyl-substituted internal propargylic alcohols with high reactivity. Subsequently, an excess amount of the IL, [Bu4P][Im], results in good performance of the various terminal and phenyl-substituted propargylic alcohols [21], even though pressurized CO2 (1 or 2 MPa) is required to carry out the reaction efficiently in most cases.

Scheme 2. Strategies for the hydration of propargylic alcohols with CO2 as a cocatalyst.

Herein, efficient and inexpensive Cu catalysis involving CO2 as a cocatalyst for the hydration of propargylic alcohols is reported for the preparation of α-hydroxy ketones (Scheme 2b). The high efficiency of Cu catalysts ensures that these reactions proceed smoothly under atmospheric CO2 pressure even in a gram-scale experiment. This protocol is compatible with various terminal propargylic alcohols, affording the corresponding α-hydroxy ketones in high yields.

2 Experimental
2.1 General information

CO2 of purity 99.99% was supplied by Liquefied Air (Tianjin) Co., Ltd. All reagents were purchased from Aladdin or J & K Scientific Ltd. and used as-received. The solvents were dried before use. NMR spectra were recorded on a Bruker 400 MHz spectrometer operating at 400 MHz (1H) or 101 MHz (13C) with CDCl3 or DMSO-d6 as the solvent. The chemical shifts were reported relative to CDCl3 (7.26 ppm) (or DMSO-d6, 2.50 ppm) for 1H NMR and CDCl3 (77.0 ppm) (or DMSO-d6, 39.52 ppm) for 13C NMR. GC-MS spectra were measured at an ionization voltage of 70 eV on a Shimadzu GCMS-QP2010 equipped with a RTX-5MS capillary column.

2.2 General procedure for CO2 as a cocatalyst for the hydration of propargylic alcohols

In a 15 mL Schlenk tube, Cu2O (0.2 mmol, 28.6 mg), cyclohexyldiphenylphosphine (L1, 0.2 mmol, 53.6 mg), 1, 8-diazabicyclo[5.4.0]undec-7-ene (DBU) (0.5 mmol, 76.1 mg), propargylic alcohol (1 mmol, 84.1 mg), water, and CH3CN (1 mL) were added sequentially. Then, the Schlenk tube was sealed and attached to a CO2 balloon (about 1 L capacity). Finally, the reaction mixture was stirred at 60 ℃ for 24 h. After completion of the experiment, the CO2 balloon was taken off and the reaction system cooled to room temperature. Then, 1, 3, 5-trimethoxybenzene (50 mg) as an internal standard was added for 1H NMR analysis to determine the yields of the products. The crude reaction mixture was purified by column chromatography on silica gel (200–300 mesh) with n-hexane/ethyl acetate (20:1–5:1) as the eluent to yield the desired α-hydroxy ketones, which were further characterized by 1H and 13C NMR as well as GC-MS or HRMS (ESI).

2.3 Typical procedure for one-pot two-step experiment

In a 15 mL Schlenk tube, Cu2O (0.2 mmol, 28.6 mg), cyclohexyldiphenylphosphine (L1, 0.2 mmol, 53.6 mg), DBU (0.5 mmol, 76.1 mg), 2-methylbut-3-yn-2-ol (1a, 1 mmol, 84.1 mg), and CH3CN (1 mL) were added sequentially. Then, the Schlenk tube was sealed and attached to a CO2 balloon (about 1 L capacity). Finally, the reaction mixture was stirred at room temperature. After 24 h, DBU (0.5 mmol, 76.1 mg) and water (1 mmol, 18.0 mg) were added, and the resulting solution was stirred at 60 ℃ for another 24 h. Finally, the reaction system was cooled to room temperature. Then, biphenyl (20 mg) as an internal standard was added to determine the yield of 3-hydroxy-3-methylbutan-2-one (2a) by GC analysis.

2.4 Characterization data of the products

3-Hydroxy-3-methylbutan-2-one (2a). Colorless oil. 1H NMR (400 MHz, DMSO-d6) δ 5.23 (s, 1H), 2.15 (s, 3H), 1.17 (s, 6H) ppm. 13C NMR (101 MHz, DMSO-d6) δ 213.83, 75.74, 26.18, 24.23 ppm. GC-MS (EI, 70 eV) m/z (%) 87 (100), 60 (92), 69 (62), 102 (9).

3-Hydroxy-3-methylpentan-2-one (2b). Yellow oil. 1H NMR (400 MHz, DMSO-d6) δ 5.04 (s, 1H), 2.13 (s, 3H), 1.60 (dq, J = 14.9, 7.5 Hz, 1H), 1.46 (dq, J = 14.8, 7.5 Hz, 1H), 1.12 (s, 3H), 0.74 (t, J = 7.5 Hz, 3H) ppm. 13C NMR (101 MHz, DMSO-d6) δ 214.19, 78.55, 31.77, 25.10, 24.14, 7.88 ppm. GC-MS (EI, 70 eV) m/z (%) 43 (100), 73 (25), 87 (21), 45 (19), 57 (12), 101 (10).

3-Hydroxy-3-methylnonan-2-one (2c). Yellow oil. 1H NMR (400 MHz, CDCl3) δ 3.88 (s, 1H), 2.13 (s, 3H), 1.69–1.51 (m, 2H), 1.38–1.30 (m, 1H), 1.26 (s, 3H), 1.20 (dd, J = 15.9, 5.9 Hz, 6H), 0.94 (tt, J = 15.9, 8.0 Hz, 1H), 0.79 (t, J = 6.8 Hz, 3H) ppm. 13C NMR (101 MHz, CDCl3) δ 212.04, 78.43, 39.09, 31.24, 29.08, 24.93, 23.30, 22.92, 22.12, 13.57 ppm. GC-MS (EI, 70 eV) m/z (%) 69 (100), 129 (94), 59 (89), 43 (82), 55 (36), 41 (34), 84 (20), 45 (19), 111 (18), 28 (16), 85 (14).

3-Hydroxy-3, 5-dimethylhexan-2-one (2d). Yellow oil. 1H NMR (400 MHz, CDCl3) δ 3.83 (s, 1H), 2.18 (s, 3H), 1.69–1.57 (m, 3H), 1.29 (s, 3H), 0.89 (d, J = 6.4 Hz, 3H), 0.79 (t, J = 6.1 Hz, 3H) ppm. 13C NMR (101 MHz, CDCl3) δ 212.71, 78.96, 47.71, 26.56, 24.19, 23.76, 23.41 ppm. GC-MS (EI, 70 eV) m/z (%) 81 (100), 99 (96), 43 (29), 55 (21), 79 (19), 57 (10).

1-(1-Hydroxycyclohexyl)ethan-1-one (2e). Yellow oil. 1H NMR (400 MHz, CDCl3) δ 2.24 (s, 3H), 1.75–1.64 (m, 6H), 1.49 (d, J = 6.5 Hz, 2H), 1.28 (dd, J = 15.1, 10.3 Hz, 2H) ppm. 13C NMR (101 MHz, CDCl3) δ 212.74, 77.97, 33.82, 25.28, 23.69, 21.07 ppm. GC-MS (EI, 70 eV) m/z (%) 81 (100), 99 (71), 79 (21).

3-Hydroxy-3-phenylbutan-2-one (2f). Brown oil. 1H NMR (400 MHz, CDCl3) δ 7.48–7.42 (m, 2H), 7.38 (t, J = 7.6 Hz, 2H), 7.32 (dd, J = 10.5, 3.8 Hz, 1H), 2.09 (s, 3H), 1.79 (s, 3H) ppm. 13C NMR (101 MHz, CDCl3) δ 209.62, 141.37, 128.68, 128.05, 125.96, 79.84, 23.99, 23.43 ppm. GC-MS (EI, 70 eV) m/z (%) 121 (100), 77 (31), 105 (19).

3-Hydroxy-3-methylpent-4-en-2-one (2g). Yellow oil. 1H NMR (400 MHz, CDCl3) δ 5.91 (dd, J = 17.1, 10.5 Hz, 1H), 5.44 (dd, J = 17.1, 0.9 Hz, 1H), 5.22 (dd, J = 10.6, 0.8 Hz, 1H), 3.93 (s, 1H), 2.20 (s, 3H), 1.43 (s, 3H) ppm. 13C NMR (101 MHz, CDCl3) δ 209.38, 138.76, 116.23, 79.31, 24.25, 23.60 ppm. GC-MS (EI, 70 eV) m/z (%) 55 (100), 83 (83), 43 (68), 99 (37), 101 (36), 41 (31), 45 (30), 71 (24), 29 (15), 57 (13), 100 (10), 74 (10), 27 (10).

17-Hydroxy-17βHpregn-4-ene-3, 20-dione (2h). White solid, m.p. 192–193 ℃. 1H NMR (400 MHz, CDCl3) δ 5.72 (s, 1H), 2.92 (d, J = 30.2 Hz, 1H), 2.38–2.23 (m, 8H), 2.03–1.95 (m, 1H), 1.91–1.84 (m, 1H), 1.72–1.40 (m, 10H), 1.18 (s, 3H), 1.10–1.04 (m, 1H), 0.98 (s, 3H), 0.92 (dd, J = 9.8, 5.9 Hz, 1H) ppm. 13C NMR (101 MHz, CDCl3) δ 214.22, 199.43, 171.01, 123.82, 90.65, 53.18, 49.06, 38.47, 36.08, 35.55, 34.95, 33.81, 32.95, 32.68, 31.49, 28.19, 24.18, 20.66, 17.27, 14.07 ppm. HRMS (ESI): C21H31O3 for [M + H]+ calcd 331.2268, found 331.2274.

3 Results and discussion

The reactions were initially investigated with 2-methylbut-3-yn-2-ol (1a) as the model substrate that was reacted with water under atmospheric CO2 pressure to obtain 3-hydroxy-3-methylbutan-2-one (2a), as described in Table 1. Obviously, 1a could not be effectively converted into 2a without a catalyst or when DBU was used alone (entries 1 and 2). When employing AgOAc, which was the optimal catalyst in previous work [20], to promote the hydration, the yield of 2a was only 10%, with the remaining being mostly 1a (entry 3), indicating the low efficiency of Ag catalysis under ambient CO2 pressure. Mechanically, a tandem process involving the cyclization of propargylic alcohol with CO2 and the following addition of water to the in-situ generated α-alkylidene cyclic carbonate is involved in the hydration of propargylic alcohol with CO2 as a cocatalyst to prepare α-hydroxy ketone [20, 21]. In particular, efficient cyclization is crucial to the whole process. Therefore, several Cu compounds were screened for converting 1a to 2a, owing to their excellent performances in the rate-determining cyclization [3335] (entries 4–10). Excitingly, CuCl as the catalyst allowed the reaction to proceed smoothly, affording 31% of 2a (entry 4). By changing the Cu source to CuI, the yield of 2a was increased to 46% (entry 6). Moreover, a significant increase in the yield of 2a was observed when employing Cu2O as the catalyst (entry 7). Comparatively, Cu(Ⅱ) showed a lower catalytic activity than Cu(Ⅰ) (entries 7–9). The poor activity of CuOAc should be ascribed to its moisture sensitivity (entry 10). Notably, an increase in the amount of water could obviously decrease the rate of hydration (entries 11 and 12), and no 2a was observed when five equivalents of water was supplied (entry 12).

Table 1
Investigation on Cu catalysis for the hydration of propargylic alcohol with CO2 as a cocatalyst a.

The effect of other reaction parameters on the reaction outcome was further investigated to enhance the yield of 2a (Table S1, in the Supporting Information). Obviously, a temperature lower than 60 ℃ is deleterious to the hydration and therefore to the yield of 2a, which decreased sharply when the hydration was carried out at 40 ℃; this can probably be ascribed to the inefficiency of cyclization of 1a with CO2. In addition, after increasing the reaction temperature to 80 ℃, a slight reduction in the yield of 2a was detected. Therefore, the optimal reaction temperature was determined as 60 ℃. The effect of solvents with different polarities was also studied, and the yield of 2a decreased in the order of CH3CN > DMSO > 1, 4-dioxane. Therefore, solvents with large polarities favor the hydration.

Then, phosphines as additives were examined (Table 1, entries 13–17). To our delight, cyclohexyldiphenylphosphine (L1), with moderate electron-donating capability and proper steric resistance, could largely improve the yield of 2a to 97% (entry 14). Relatively, monophosphines such as PPh3 and tricyclohexylphosphine (L2) and bisphosphines including 1, 2-bis(diphenylphosphino)ethane (L3) and 1, 4-bis(diphenylphosphino)butane (L4) showed poorer performances than L1 (entries 13, 15-17 vs. entry 14).

The activity of Cu catalysis was subsequently tested with a series of propargylic alcohols, as described in Table 2. In general, this protocol worked well for the hydration of various propargylic alcohols with 70%–97% yields of the corresponding α-hydroxy ketones 2ag. This system exhibited good activities for substrates with different lengths of substituted alkyl chains such as methyl, ethyl, and hexyl (entries 1–3). However, a slightly reduced yield was observed for 1d (entry 4), which might attributed to the increased steric hindrance that leads to unfavorable activation of the hydroxyl group and CO2 insertion. In addition, the cyclohexyl-substituted propargylic alcohol 1e is also a suitable substrate, affording 2e in 87% yield (entry 5). Compared with the alkyl chains, substituents with unsaturated bonds such as phenyl and vinyl result in poorer reactivities of propargylic alcohols (entries 6 and 7), indicating that the interaction of unsaturated bonds with Cu may hinder the activation of the C≡C bond and the intramolecular cyclization of the key alkylcarbonate intermediates.

Table 2
Substrate scope of propargylic alcohols a.

To broaden the application of this catalysis protocol, a larges-cale experiment was performed, as shown in Scheme 3a. By increasing the amount of 1a to the gram scale, 70% yield of 2a was successfully obtained, indicating the scalability of this strategy. Moreover, this method can also be applied to the derivatization of oral progesterone ethisterone [36] (Scheme 3b), highlighting its potential and wide applicability.

Scheme 3. Gram-scale experiment and synthetic application.

In order to clarify the reaction pathway, the role of CO2 was investigated first (Scheme 4a). The hydration of 1a cannot take place without CO2, demonstrating the crucial role of CO2 in this reaction. The tandem process including the carboxylative cyclization and the subsequent reaction of water with α-alkylidene cyclic carbonate involving Cu catalysis was further demonstrated by a two-step reaction (Scheme 4b). Obviously, 66% of 3a could be obtained from 1a and CO2 through Cu catalysis, which could then be smoothly converted into 2a, which also accounts for high efficiency of Cu catalysis under atmospheric CO2 pressure.

Scheme 4. Control experiments.

Insights into the possible interaction between DBU and propargylic alcohol were obtained by using 1H NMR technique. As shown in Fig. 1, the O–H signal of 1a became broad and showed a downfield shift from 5.32 to 5.36 ppm, indicating the activation of propargylic alcohol by DBU through the formation of hydrogen bonding.

Fig. 1. 1H NMR investigation. (a) 1a (8 mg), DBU (8 mg) in 0.5 mL DMSO-d6; (b) 1a (8 mg) in 0.5 mL DMSO-d6.

A possible mechanism was proposed, as depicted in Scheme 5, based on our investigation and previous work [20, 21, 33, 37]. Initially, the activated propargylic alcohol in the form of intermediate is generated in the presence of Cu(Ⅰ) catalyst and DBU. After CO2 insertion, the key intermediate is obtained. Then, intramolecular cyclization of intermediate yields the vinylcopper intermediate . Followed by proto-demetallation, the carboxylative cyclization of propargylic alcohol with CO2 (Cycle Ⅰ) is completed, and α-alkylidene cyclic carbonate is afforded. With the aid of DBU, water as the nucleophile reacts with the carbonyl of α-alkylidene cyclic carbonate to form the intermediate by ring-opening. Finally, α-hydroxy ketone is produced after the decarboxylation and tautomerization of intermediate (Cycle Ⅱ). In addition, the interaction between CO2 and DBU in the entire process cannot be excluded.

Scheme 5. Proposed mechanism.
4 Conclusions

Cu catalysis for the hydration of propargylic alcohols with CO2 as a cocatalyst to synthesize α-hydroxy ketones was achieved. Notably, the reaction can be carried out successfully under atmospheric CO2 pressure [38, 39]. This methodology is highly efficient, showing good performance toward the synthesis of a series of α-hydroxy ketones in good to excellent yields. In addition, this method is scalable and can be applied for the derivatization of complicated bioactive molecules, indicating its practicability and versatility for the preparation of α-hydroxy ketone with CO2 as a cocatalyst.

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