Artificial photosynthesis is the process that can convert carbon dioxide (CO2) and water (H2O) into high value-added chemicals (CO, CH4, CH3OH, etc.) and oxygen (O2) with the aid of sunlight and catalysts like semiconductors [1-6]. Rising level of atmospheric CO2 due to burning fossil fuels caused severe energy and environmental issues, while artificial photosynthesis may address both of them [7-9]. Many work have been done to improve the efficiency of artificial photosynthesis over semiconductors, including crystal facet engineering, element doping/deposition, hetero-structure fabrication, and molecular catalyst modification [10]. However, the low efficiency still impedes its practical applications because classic semiconductor-based solar-to-fuel (STF) processes are struggling in two major trade-offs: activity-stability and band edge-redox potential [7, 11]. Since it is extremely hard to build the balance, new physics and chemistry are yearned for break-through. In addition, kinetics is usually far less considered than thermodynamics in this process, although the sluggish kinetics of electrochemical CO2 reduction reaction (CO2RR) and water oxidation reaction, and the reduction half reaction and oxidation half reaction of artificial photosynthesis, respectively, is a common sense [12, 13].
Titanium dioxide (TiO2) is the most frequently used photocatalyst since 1972, owing to its stability, earth-abundance and non-toxicity. It has been used in many important fields like water cleaning, dye bleaching and pollutant degradation [14-17]. However, TiO2 still struggles in STF process because of its photoresponse only to UV light (< 400 nm), rapid carriers recombination and sluggish surface reaction kinetics [18, 19]. Recently, coinage metal (Au, Ag and Cu) nanoparticles (NPs) with localized surface plasmon resonance (LSPR) have drawn great attention, as they can absorb wide range of light, especially visible light, by tuning the size, shape and component [20, 21]. They can sensitize wide band gap semiconductors, especially TiO2, and show considerable visible-light photocatalytic activity in hydrogen evolution reaction (HER), oxygen evolution reaction (OER), and CO2RR through hot electrons and holes [22-24]. Compared to Ag and Cu, Au is more promising owing to its suitable LSPR peak position (~550 nm) and oxidation resistance. As a model catalyst, Au/TiO2 shows promising in practical STF process due to its visible-light response, suitable band position and photo-corrosion resistance, which has been extensively studied and exhibits potential in overall water-splitting (OWS) and artificial photosynthesis [25-30]. The water oxidation reaction sites of Au/rutile plasmonic photocatalysts are studied recently [31]. The Au/rutile can also be used to drive the OWS [32]. Its ability to conduct artificial photosynthesis in continuous flow reactor has been demonstrated too [33], while the STF efficiency is still very low.
Usually it is believed that infrared (IR) cannot be used directly in STF process because its photon energy is too low to drive reduction/oxidation half reactions simultaneously [11, 34]. This can lead to a huge loss since IR makes up more than half of the solar spectrum (~54%), resulting in low STF efficiency. However, IR can bring significant thermal effect and temperature increase [35], which may boost chemical reactions and offer a new approach to take advantage of the full solar spectrum. There are some reports focusing on the heat-enhanced photo-(electro-)catalytic reaction, while the inherent mechanism is still under debate (i.e., how thermal effect influence the basic process of photo-(electro-)catalytic reaction, such as the generation/migration of charge carriers and surface reaction kinetics). It is reported that electrochemical OWS efficiency can be improved with the help of solar heating [36], and the photo-thermal catalysis can be realized over Cu7S4@ZIF-8 under 1450 nm laser [37]. However, external heat is usually required in previous work of thermal-enhanced artificial photosynthesis [38, 39], which is counter to the actual goal. As a matter of fact, utilization of heating from solar illumination is environmentally friendly and energy saving.
In this work, we demonstrate the Au/rutile photocatalyst can achieve artificial photosynthesis by making utilization of full solar spectrum, among which UV and visible light initiate the reactions, and heat from IR and SPR relaxation boost the reactions. We envision that this may provide deep understanding in full solar spectrum utilization, activation energy of artificial photosynthesis and, specifically, overcoming this activation energy just simply with the help of solar heating.
Commercial rutile (Aladin) was used as the model catalyst. Au NPs were deposited onto the rutile (denoted as Au/rutile) using a similar protocol reported previously, in which the mechanism and active sites of water oxidation reaction driven by hot holes on Au/rutile were clearly elucidated [31], as well as the OWS [32]. Typically, 1.0 g of rutile was dispersed in 80 mL of deionized water, with the addition of 3.0 g of urea and 3.0 mL of 1% HAuCl4 aqueous solution. The resultant suspension was then maintained at 80 ℃ for 2 h. The obtained product was washed with deionized water for three times and dried at 65 ℃ overnight. Au/rutile was finally obtained after being calcined at 400 ℃ for 3 h. Au/rutile is a suitable platform to study artificial photosynthesis because oxidation half reaction will not become the rate-limiting step in the over-all reaction.
The crystal structure of as-prepared products was investigated by X-ray diffraction (XRD) using Bruker D8 focus diffractometer with Ni-filtered Cu-Kα radiation. The diffractograms were collected in the 2θ range of 10°–80° at a scan rate of 0.1°/min. UV-vis diffuse reflectance spectra (UV-vis DRS) were recorded with the wavelength ranging from 250 to 800 nm on Lambda 750 UV/visible/NIR spectrometer using BaSO4 as the reference. Morphology and composition of the obtained samples were analyzed by using Hitachi S4800 field-emission scanning electron microscopy (SEM) equipped with energy dispersive X-ray spectrometer (EDX) and Tecnai G2 F20 U-TWIN transmission electron microscopy (TEM). The Brunauer-Emmett-Teller (BET) specific surface area of the as-pared samples was determined from N2 adsorption isotherm obtained using an ASAP 2020 at –196 ℃.
Catalytic reduction of CO2 was carried out using the photoreaction system described previously [40]. Typically, 20 mg of catalyst was used. High purity CO2 gas (≥ 99.999%) was first bubbled before the reaction in a quartz reactor containing 15 mL of aqueous catalyst suspension. The wet CO2 was flown through the whole system for ~40 min to ensure complete removal of air from the system and maximum adsorption of CO2 molecules onto the active sites of the catalyst. A positive pressure of 25 kPa was maintained inside the system. A 300-W xenon lamp was placed 14‒15 cm above the upper surface of the suspension. The system was constantly recycled with tap water (15 ℃) during the entire reaction using water recycling pump. The reactor could be cooled down in the same system when necessary. The products were detected using helium as the carrier gas by 7890A GC/LC system (Agilent) equipped with two (front and back) flame ionization detectors (FID) and one thermal conductivity detector (TCD) via an automated gas valve. Four control experiments were performed to study whether or not the observed products were from the CO2 reduction, i.e., blank reactor with and without irradiation, dark experiment with the catalyst, and using Ar instead of CO2 under the same experimental conditions.
The reduction of CO2 was also carried out at different temperatures so as to determine apparent activation energy (Ea). The reaction reactor was first put in a water bath for temperature control, which was kept at 20 ℃ during the CO2 purging. When the Xenon lamp was switched on, the temperature was raised beforehand to 30 and 25 ℃ for Au/rutile and rutile, respectively. Here the IR light was blocked out using an IR cut-off filter so that the reaction temperature could be controlled precisely using the external water bath. The reactor was kept at each temperature for 2 h, and the sampling/detecting was performed every 1 h for two times. The temperature of water bath was raised by 10 ℃ after the 2nd sampling. The photocatalytic activity was studied using the data collected at 6 different temperatures, with the final value of 80 and 75 ℃ for Au/rutile and rutile, respectively. The activity determined at the 2nd sampling for each temperature interval was used to calculate the Ea, as the whole reaction system should be in steady state in this case. Accordingly, the resultant formation rate of CO and CH4 (μmol/(g·h)) was denoted as the reaction rate constant kCH4 and kCO, respectively. So the [CO] = -kCO[CO2]j[H2O]k and [CH4] = -kCH4[CO2]m[H2O]n can be achieved according to the classic kinetics.
The partial pressure of CO2 as well as the amount of H2O was almost unchanged during the reaction because of the excessive amount of CO2 and H2O present in the system, which can thus be regarded as a constant. In this regard, the kCO and kCH4 should be in proportion to the evolution amount of CO and CH4 (μmol/g), which will have little impact on the calculation of Ea in terms of Arrhenius equation Ink = -Ea/RT + C, where R represents the ideal gas constant, C is a constant related to the pre-exponential factor, and T is thermodynamic temperature scale (K). The relationship of InkCO versus T‒1 (or lnkCH4 ~ T‒1) was plotted. The Ea can thus be determined according to the slope of the resultant fitting line.
The Au/rutile samples are chosen as the platform to study the artificial photosynthesis mainly because oxidation half reaction will not become rate limiting step in over-all reaction, as reported previously [31, 32]. The crystal structure of the obtained catalysts are studied by the XRD technique. The XRD patterns show that the TiO2 in both samples are in rutile phase (Fig. 1), indicating that the Au deposition leads to no change in the crystal phase of TiO2.
SEM images show that the obtained rutile are NPs with a size around 60 nm (Fig. 2(a) and (b)). The scattered bright spots in Fig. 2(a) are Au NPs, which is clearly confirmed by the TEM images (Fig. 2(c) and (d)). Specifically, the scattered black spots in Fig. 2(c) clearly indicate the presence of Au NPs in the Au/rutile sample since Au has a higher mass-thickness contrast than Ti and O, while no such black spots can be observed in the pure rutile sample (Fig. 2(d)). Both TEM and high resolution TEM (HRTEM, inset of Fig. 2(c)) images indicate the size of Au NPs is about 10 nm. The appearance of Au signal in the spectrum collected by EDX can further confirm its existence in Au/rutile (Fig. S1), as no Au signal can be observed in the EDX spectrum of rutile sample (Fig. S2). All these agree well with the XPS results too (Figs. S3-S5). Atomic ratio of Au to Ti in Au/rutile is very low, only about 6.8‰ according to the EDX results. Such a low content of Au in the composite catalyst explains why no diffraction peaks of Au can be observed in the XRD pattern of Au/rutile (Fig. 1). The respective crystal fringe is determined to be 0.25 and 0.35 nm for Au(111) and rutile(110) facets [41, 42] (inset of Fig. 2(c)), further confirming the composition and crystallinity of the obtained Au/rutile catalyst. The BET specific surface area decreases from 48.2 to 37.2 m2/g after Au deposition, possibly owing to the high temperature annealing during the Au modification.
UV-Vis DRS shows the typical absorption characteristics of rutile in the UV range (Fig. 3), indicating its wide band gap nature with a value of about 3.0 eV derived from the Tauc plot (not shown here). The absorption peak at around 580 nm in the visible range for the Au/rutile sample is caused by the LSPR effect of Au NPs, which is consistent with the aforementioned particle size [43].
CO2 reduction is used to evaluate the catalytic performance of the obtained Au/rutile and rutile catalysts. No any products were observed in the four control experiments (i.e., blank with and without irradiation, with the catalyst but in dark, and using Ar instead of CO2 under the same conditions), indicating the CO2 is indeed the carbon source if a product can be observed. In order to study the solar-heating effect on catalytic performance without interrupting the experiments, the reactor is not cooled in the first 4 h and then is cooled down in the next 4 h. Fig. 4(a) shows catalytic results of CO2 reduction over Au/rutile catalyst upon full-spectrum irradiation. No H2 formation is observed for both cases, either because no H2 is formed or the produced amount is beyond our GC detection limit. Furthermore, CO and CH4 are the major products in both cases. Clearly, the formation rate (the ratio of yield over time, μmol/g/h) of both CO (rCO) and CH4 (rCH4) slows down once the reactor is cooled. The CO2 reduction is also carried out with an IR cut-off filter (> 860 nm), whereas light intensity in the UV-visible range is kept nearly unchanged (Fig. 4(b)), so as to figure out the solar-heating effect on the catalytic reduction of CO2. The catalytic performance becomes much lower compared to those under full-spectrum illumination, while the one without being cooled is still higher than that being cooled. That is to say, the Au/rutile catalyst exhibits enhanced activity for the reaction system without being cooled, no matter it is under UV-visible light or full-spectrum illumination. So such enhancement may not be specifically caused by the Au/rutile catalyst. Since the pressure is kept almost unchanged throughout the experiments, the temperature induced catalytic performance is further confirmed. It is noted that the oxidation product O2 cannot be detected by the GC, possibly due to the low O2 detection limit of the detector and column used in this work.
Obviously, CO2RR or OER cannot be initiated by IR-light irradiation over the Au/rutile catalyst, let alone the CO2RR and OER be initiated simultaneously [11, 34], as no light can be absorbed in this case. In other words, one cannot use the processes related to the classic photo-generated electron-hole pairs to explain the decrease in activity when the reaction system is cooled down [44]. Unlike some materials with up-conversion property [45], what is reported here is thus not a direct IR-induced STF process. It is noted that the final temperature of aqueous solution after illumination with full-spectrum light is the highest (~60 ℃), followed by the one with IR cut-off filter (~30 ℃), and the one being cooled is the lowest (~15 ℃). Such an order is the same as that of the catalytic activity. Since the temperature increase caused by the solar heating is on a case by case basis, it is believed that the observed enhanced catalytic performance in this work are mainly temperature dependent.
To further confirm that the catalytic activity is temperature dependent, the catalytic performance was investigated using pure rutile catalyst under the same experimental conditions (Fig. 4(c) and (d)). As reported previously [26], pure rutile shows inferior rCO and rCH4 to Au/rutile due to the hot electron reduction, lower charge separation and/or less active sites. Albeit a higher temperature is observed for the Au/rutile system (~60 ℃) than the rutile one (~55 ℃) due to the relaxation of Au LSPR, the order of catalytic activity is still consistent with that of the temperature, i.e., full spectrum > IR filter (~25 ℃) > being cooled (~15 ℃). Since the CO2 photoreduction can be realized over both rutile under UV-light illumination [46] and Au/rutile under either UV or visible light irradiation [47], it is believed that the CO2 reduction can indeed be boosted by solar thermal effect.
In addition, considering the relative amount of Au NPs in the Au/rutile system is very low (0.2 mg of Au, 20 mg of rutile and 15 g of H2O), the relative small increase amplitude in the temperature (~5 ℃) due to the presence of Au NPs cannot be ignored, mainly because it can still influence the catalytic activity greatly. As indicated in Fig. 4, the Au/rutile system exhibits a much larger rCO and rCH4 than pure rutile in almost all the experiments carried out in this work, with the exception of rCO using an IR cut-off filter, for which the Au/rutile shows a slightly larger rCO than rutile. This means that the thermal effect induced by Au LSPR is considerably significant for the catalytic reduction of CO2. As a matter of fact, a giant temperature increase (over 227 ℃) on nanosized Au upon illumination has been reported both experimentally and theoretically [48].
Furthermore, an interesting phenomenon is observed when a specific temperature is acquired by an external heating source instead of the IR light. That is to say, the catalytic reduction of CO2 in 4 h boosted by solar heating under full-spectrum irradiation without being cooled is compared to that by water-bath heating at the same temperature but with IR cut-off filter (Fig. 5). It is found that at the same temperature the catalytic activity using solar heating is much higher than that using water-bath heating for the CO production over both rutile and Au/rutile catalysts as well as for the CH4 evolution over rutile; whereas the CH4 evolution shows an opposite rule over Au/rutile. This is ascribed to the photo-thermal synergy, as reported previously [49]. In addition, owing to the presence of Au NPs, the observed temperature may not be the 'real' one adjacent to the catalysts due to the local heating effect of plasmonic metal NPs [48]. Such a high local temperature cannot be totally mimicked by water-bath heating. These two factors may also lead to the aforementioned difference in the catalytic activity of CO2 reduction.
Apparent activation energy (Ea) of CO and CH4 formation reaction is determined using Ahrrenius equation to study the related kinetics. Thus, the catalytic reduction of CO2 over Au/rutile and rutile catalysts is done with IR cut-off filter at different temperatures so as to mimic the real catalytic conditions (Fig. 6). Clearly, both the rCO and rCH4 increase with elevating temperature. The Ea of CH4 formation reaction (Ea(CH4)) is about 17.3 kJ/mol using Au/rutile (Fig. S6), higher than 5.5 kJ/mol of Ea(CO) (Fig. S7). This explains well kinetically the inferior rCH4 to rCO, as reported in many CO2 photoreduction systems [10, 11], though the formation of CH4 is more thermodynamically favorable than that of CO. Albeit the sluggish kinetics of CO2RR is a common sense for a long time [7, 10, 11], only recently few work has related the reaction kinetics to the catalytic performance [50, 51] and in most cases the thermodynamics (CB position or flat-band potential vs. standard redox potential) is still the major concern [52]. The difference between EaCH4 and Ea(CO) may be closely related to the multiple proton-coupled-electron-transfer (PCET) processes involved in the CO2 reduction [53]. More electrons and protons are involved in the CH4 formation than those for CO production. As predicted by the classic collision theory [54], such proton-involved process can be enhanced greatly with increasing temperature. Moreover, the kinetic resistance of multiple PCET process at room temperature has been reported [55].
Similarly, the Ea(CH4) and Ea(CO) using pure rutile catalyst are calculated to be 77.5 and 35.6 kJ/mol, respectively (Figs. S8 and S9). Like that using Au/rutile, the EaCH4 using the rutile is still higher than EaCO. Interestingly, both of them are much larger than those using Au/rutile. Besides the commonly suggested mechanisms of visible-light harvesting, charge separation and/or hot-electron injection [56], this provides the kinetic explanation about the superior catalytic performance of Au/rutile to pure rutile. It is noted that direct experimental evidence that the co-catalyst can lower the activation energy of catalytic CO2RR is rarely provided, although it is reported that the reaction pathways of electro-CO2RR can be altered by a co-catalyst like Au [57]. Thus, besides the traditional thermodynamic based mechanism, herein we correlate the enhanced catalytic activity of CO2 reduction for the first time to the kinetics based on the calculated Ea results when plasmonic Au NPs are introduced into the catalytic system. Furthermore, the apparent activation energy experiments also indicate considerable stability of both Au/rutile and rutile systems at a relatively high temperature (80 ℃ for Au/rutile and 75 ℃ for rutile), as in a 12-h experiment neither the catalytic performance loss is observed, nor the Ahrrenius-type relationship between catalytic performance and increasing temperature is obtained.
To further verify the above conclusions that the PCET process in CO2 reduction is kinetics related, the catalytic experiments are conducted by changing CO2 partial pressure (PCO2). The catalytic activity over Au/rutile under full-spectrum illumination at 'unit' pressure of ~108 kPa is compared to that under half-'unit' pressure of ~54 kPa (balanced by Ar). Fig. 7 shows the 4-h catalytic yield of CO and CH4. The rCO over Au/rutile is slowed down greatly when reducing PCO2, while the rCH4 is just slightly changed (Fig. 7(a)). This means that rCO is more sensitive to PCO2 than rCH4, possibly implying that the rCH4 is more restricted by the post-transfer steps like PCET, instead of by the reactants-involved steps like adsorption and/or photochemical transformation, and vice versa for CO. However, such sensitivity becomes less evident for the rutile catalyst (Fig. 7(b)). Moreover, the rCO over rutile slightly increases when reducing PCO2. This may be because the whole reaction over rutile is limited by the OER, instead of CO2RR-related steps, due to its poor photo water oxidation capability [31].
Therefore, it is suggested that the kinetics can play a crucial role in the activity and selectivity of CO2 reduction. In all cases, the rCO is higher than rCH4 owing to its low Ea. Due to the same reason, as manifested in Fig. 4, the production yield of CO increases more greatly with elevating temperature than that of CH4, no matter the catalyst is rutile or Au/rutile. In addition, a higher rCH4 at elevated temperature is ascribed to the acceleration of post-transfer steps (i.e., PCET), like the classic temperature-dependent chemical reactions; while the enhanced rCO is related to both the Ea and CO desorption. Although CO exhibits a strong binding energy to Au NPs [58], elevating the temperature can promote its desorption and, thereby, improving the catalytic activity.
It is known that the photocatalysis is commonly carried out at ambient temperature. The Ea is the core concept of reaction kinetics and catalysis, specifically in traditional thermal catalysis [49], which indicates the dependence of reaction rate on the temperature. However, in most cases the Ea and reaction kinetics are usually overlooked in photocatalysis, which may lead to incomplete, or even wrong, elucidation of the reaction mechanism. Only recently Ea is attracting concern to study the temperature-dependent reaction rate, especially in the SPR-based photocatalysis since the thermal effect induced by the SPR relaxation cannot be ignored [59, 60]; while most of them are about the 'down-hill' reactions rather than the 'up-hill' ones. Like many other chemical reactions, the catalytic reduction of CO2 also follows the classic Ahrrenius temperature-dependent reaction rate. So a high collision frequency between the molecules and catalysts is expected [54]. With this regard, solar heating can be used to overcome the reaction activation energy, providing a simple approach compared to the others like prolonging the lifetime of key intermediates via surface-engineering [61]. Accordingly, there may be no need to cool down the reactor during photocatalytic reduction of CO2, as demonstrated above. Meanwhile, the utilization of plasmonic metal NPs can lead to strong photo-thermal synergetic effect, which further improves the catalytic performance. It is also noted that the different Ea comes not only from CO2RR on Au/rutile, but also from easier OER kinetics brought by the metal-oxide interface [31]. The sluggish kinetics can thus be speeded up, and the traditional trade-off in semiconductor-based photocatalytic reactions may be resolved [11]. Furthermore, full solar spectrum (UV, visible and IR light) can be simultaneously utilized in such a catalytic system. All these can be in favor of future real applications, not only for the cost concern, but also the STF efficiency.
In summary, we have demonstrated that Au NPs deposited rutile can realize catalytic reduction of CO2 via utilizing full solar spectrum. The UV and visible light can initiate the reaction (i.e., thermodynamically), and the heat from IR light as well as photo-thermal effect from SPR can boost the reaction (i.e., kinetically). This is in favor of the full utilization of solar energy, especially the IR light with low photon energy. Moreover, the mechanism of enhanced production yield of CO and CH4 over Au/rutile catalyst has been investigated from the kinetic point of view based on the study of apparent activation energy experimentally, which plays a critical role in the STF process. So the plasmonic system can be a promising catalyst in practical artificial photosynthesis, specifically for full-solar spectrum utilization, in case SPR utilization efficiency is high enough in future.